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Bill Singer is a securities industry attorney who advocates on behalf of small- and mid-sized broker-dealers, registered persons, whistleblowers, and defrauded public investors. Bill Singer's Website
September 17, 2014
Ah yes, here we go again with another one of Bill Singer's infamous "Yes but . . ." columns. We start off with a somewhat oddball fact pattern in which two -- count 'em -- two registered persons get whacked by FINRA for accepting an oral authorization to ... Read On
Side Bar with Bill Singer
Watch Bill Singer host the new...
"Side Bar With Bill Singer" show on Reuters Insider.
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