Home Bill Singer's Online Resume Contact Google
Web  rrbdlaw.com
» CASES OF NOTE
» CONTINUING EDUCATION
» OUTSIDE BUSINESS/PRIVATE TRANSACTIONS
» U4, U5 AND RE3
» RESEARCH & ADVERTISING
» STATUTORY DISQUALIFICATION
» UNDISCLOSED SETTLEMENTS

» ONLINE BOOKSTORE
» SECURITIES INDUSTRY COMMENTATOR
» RULES, REGULATIONS, LAWS & DECISIONS
» BROKE and BROKER
Printer Friendly

An irreverent Wall Street Blog
by Bill Singer
Subscribe to RSS Feed: Subscribe to RSS Feed
Blog Home | Past Entries
RRBDLaw.com: FINRA Cases Analyzed by Bill Singer
Written: June 30, 2009

Veteran regulatory lawyer Bill Singer's analysis of recent FINRA cases is now online at http://RRBDLAW.com.  Make sure to click on the links to read Bill's commentary about these matters and more.

http://www.rrbdlaw.com/RegulatoryLinks/CASESOFNOTE/NASD/2009.htm

Also, Don't Miss Bill's Canadian Broadcasting Corporation's  (CBC) interview by Andrew Nichols.  It's a hard hitting, blunt discussion about the Madoff sentence and the message it sends to Wall Street. 
(Runs: 5:50)

Play: Real Media »

Play: QuickTime »

 

Home | Professional Services | Investor Resources | Trade Groups & Education | Starting/Expanding A BD/RIA | Broker Dealer | Blogs | Shopping Center | Contact Us

ABOUT:  BrokeAndBroker.com and RRBDLaw.com lambaste the ineffective regulation of Wall Street and advocate for the rights of defrauded investors, independent/regional firms, and individual registered persons. Provocative commentary by veteran regulatory lawyer Bill Singer.

See Bill’s online resume at http://rrbdlaw.com/bios_singer.html

Media Contact:

(917) 520-2836

rrbdlawyer@aol.com

VISIT WALL STREET'S LEADING ONLINE COMMUNITY
BrokeAndBroker.com


Send this to: Google BookmarkAdd to My YahooDigg ThisRedditSend to FacebookSeed Newsvine
[Permalink]
See Bill Singer's TV Interview on Madoff Sentencing
Written: June 29, 2009

SEC

Madoff gets 150 years for fraud

June 29, 2009 | 2:23 PM ET

Canadian Broadcasting Corporation's  (CBC) Andrew Nichols interviews securities lawyer Bill Singer on Madoff's sentence and the message it sends to Wall Street 
(Runs: 5:50)

Play: Real Media »

Play: QuickTime »


VISIT WALL STREET'S LEADING ONLINE COMMUNITY
BrokeAndBroker.com


Send this to: Google BookmarkAdd to My YahooDigg ThisRedditSend to FacebookSeed Newsvine
[Permalink]
Madoff's Day of Reckoning (Bill Singer's Forbes Column)
Written: June 29, 2009

SEC

Madoff's Day of Reckoning

Bill Singer, 06.26.09, 02:00 PM EDT

On June 29, Bernie Madoff will be sentenced. Let's hope that it leads to substantive regulatory change, and not just headlines


06.12.09, 02:00 PM EDT

By Bill Singer, Attorney and publisher of http://BrokeAndBroker.com and http://RRBDLaw.com

SINGER: But for the enormity of his crimes and the extent of his far-flung reputation, Madoff's fraud might be as easily forgotten as so many others that occur daily. However, in his wake, as he leaves the courtroom for the confines of his future home, a prison cell, Madoff may leave a legacy for which he will be undeserving. There is a chance--a slight one--that the enormity of his crimes may force us to fix things. Personally, I doubt it. But, then again, I'm getting too old for this crap. Maybe a younger man with more hope and less cynicism may see some light at the end of this tunnel.

To read more of Bill's weekly Forbes column, visit:

http://www.forbes.com/2009/06/26/commentary-singer-madoff-intelligent-investing-regulation.html

VISIT WALL STREET'S LEADING ONLINE COMMUNITY
BrokeAndBroker.com


Send this to: Google BookmarkAdd to My YahooDigg ThisRedditSend to FacebookSeed Newsvine
[Permalink]
THIS WEBSITE MAY BE DEEMED AN ATTORNEY ADVERTISEMENT OR SOLICITATION IN SOME JURISDICTIONS. AS SUCH, PLEASE NOTE THAT THE HIRING OF AN ATTORNEY IS AN IMPORTANT DECISION THAT SHOULD NOT BE BASED SOLELY UPON ADVERTISEMENTS. MOREOVER, PRIOR RESULTS DO NOT GUARANTEE A SIMILAR OUTCOME. NEITHER THE TRANSMISSION NOR YOUR RECEIPT OF ANY CONTENT ON THIS WEBSITE WILL CREATE AN ATTORNEY-CLIENT RELATIONSHIP BETWEEN THE SENDER AND RECEIVER. WEBSITE SUBSCRIBERS AND ONLINE READERS SHOULD NOT TAKE, OR REFRAIN FROM TAKING, ANY ACTION BASED UPON CONTENT ON THIS WEBSITE. THE CONTENT PUBLISHED ON THIS WEBSITE REPRESENTS THE PERSONAL VIEWS OF THE AUTHOR AND NOT NECESSARILY THE VIEWS OF ANY LAW FIRM OR ORGANIZATION WITH WHICH HE MAY BE AFFILIATED. ALL CONTENT IS PROVIDED AS GENERAL INFORMATION ONLY AND MUST NOT BE RELIED UPON AS LEGAL ADVICE. CONTENT ON THIS WEBSITE MAY BE INCORRECT FOR YOUR JURISDICTION AND THE UNDERLYING RULES, REGULATIONS AND/OR DECISIONS MAY NO LONGER BE CONTROLLING OR PERSUASIVE AS A MATTER OF LAW OR INTERPRETATION.
Subscribe
Unsubscribe
 
917-520-2836
720-559-2800
rrbdlawyer@aol.com
Privacy Statement | Legal Notice