Company Description: About Geary Kornelik & Associates Geary Kornelik & Associates is a search and placement firm based here in Chicago that truly is "By bankers, for bankers".
Company Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...
Your Primary Duties and Responsibilities: Develop a thorough understanding of each clients financial situation in order to create and deliver a suitable strategy based upon...
Company Description: industrial manufacturer Job Description: Our client, a boutique Financial Services Firm is seeking to add a talented Financial Advisor to their team. We are...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services...
Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Job Description: DESCRIPTION Do not miss this opportunity! If you are considering entering the financial services industry, LET`S TALK! Our firm has what you are looking for! This...
Financial Advisor- Entry Level or Experienced Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial...
Company Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...
Company Description: About AXA AXA Advisors, LLC is a leading provider of financial services for consumers and businesses, working with clients to help them As a member of the...
Company Description: A progressive, fast-paced local financial institution currently has an opening for an experienced Financial Advisor to join our retail investment services...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Company Description: We are an independent financial services firm specializing in retirement plans and individual wealth management. We have experienced significant growth in the...
Job Description: ~~Career changers: looking for a rewarding career? Are you looking for a career that will leverage your years of work experience, provide you an opportunity to...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...
Description:Heritage Financial Services, Inc., is seeking an uncommon professional to join our team as a Financial Advisor. Heritage Financial Services, Inc., is a wholly owned...
Company DescriptionInsurance and Financial ServicesJob Description Financial Adviser / Registered Representative / Agent Career Description: Financial Professionals help clients...
Vanguard, one of the world's largest investment management companies and a recognized employer of choice, seeks a Financial Advisor to develop and maintain an ongoing partnership...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...
First Command Financial Services is committed to helping American families get their financial lives squared away and pursue their goals and dreams through coaching and guidance...
Apply Now! Candidates hired prior to 2/23/15 are eligible for a $3,000 sign on bonus & relocation assistance. We are currently seeking talented Licensed Financial Advisor for our...
Job Description Abrahamsen Financial Group understands the importance of leveraging human capital and connecting great minds. We are hiring independent advisors, brokers and...
Company Description: Impacting Lives Throughout Lifetimes is not just our firm's tag line, it is our core philosophy. As an organization, our common mission is to provide our...
Requirements: 2 to 5 years experience 3 years experience of successful finiancial services sales Verifiable commission history of at least $150,000 Gross Dealer Concessions...
Company Description: We are a regional financial services firm serving the panhandle and central Florida. While many financial products offered by firms are similar, our customer...
Exciting Opportunity Available!A progressive, fastpaced local financial institution currently has an opening for an experienced Financial Advisor to join our retail investment...
Technology Credit Union (TechCU) seeks a Financial Advisor based out of their San Jose Corporate offices and serving one or more local geographic markets and membership/client...
Job is located in Somerset, PA. Financial Advisor Donner-Farber & Associates, Inc is searching for a Full-Time Financial Advisor to take over a existing book of business. This...
In less than a decade, this enterprising financial services firm has had a five-fold growth in managed funds, with plans to expand nationwide. This is your chance to get in on the...
Company Description: Headquartered in Martin County, FL, Seacoast Bank, a $3.0 billion Institution, is unrivaled among community banks and state wide regional banks alike!...
Company Description: Insurance and Financial Services Job Description: Financial Adviser / Registered Representative / Agent Career Description: Financial Professionals help...
JPMorgan Private Bankis a global wealth management leader that delivers the highest quality advice, service, capabilities and products to high net worth and ultra high net worth...
Relationship Executive Senior/MD or Relationship Executive/ED, Corporate Client Banking Financial Institutions Specialty Finance Group New York, NY-140032699 ## Job Description...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...
The Private Client Direct business is a part of JPMorgan's Private Wealth Management business. Private Wealth Management (PWM) is a wealth management business of JPMorgan focused...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
As an HR Service Delivery Specialist you will be responsible for reviewing credit reports to determine work eligibility for new hires to the firm that fall within a certain job...
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
Chase Wealth Management Market Director-**Open to Dallas and Houston locations Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase &...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Compliance Executive Director/ Managing Director - Prime Brokerage and Equity Financing JPMorgan Chase & Co. (NYSE: JPM)(NYSE: JPM) is a leading global financial services firm...
About J.P. Morgan Treasury Services (TS) J.P. Morgan Treasury Services (TS) generates more than $8 billion in revenue annually. TS supports the needs of clients worldwide and is...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
Chase Wealth Management Market Director-**Open to Dallas and Houston locations Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase &...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...
Global Investment Opportunities Group - Latin America Private Bank - ED/VP-140074391 ## Job Description Global Investment Opportunities Group J.P. Morgan Private Banking, which...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...
Compliance Executive Director/ Managing Director - Prime Brokerage and Equity Financing JPMorgan Chase & Co. (NYSE: JPM)(NYSE: JPM) is a leading global financial services firm...
The Private Client Direct business is a part of JPMorgan's Private Wealth Management business. Private Wealth Management (PWM) is a wealth management business of JPMorgan focused...
!Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
The Private Bank assists high-net-worth individuals in managing their wealth, by advising them on how best to configure their assets for maximum benefit, and by providing...
Business Development Executive - Middle Market Middle Market Overview: JPMorgan Chase's Commercial Banking serves more than 25,000 clients, including corporations, municipalities,...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
The Supervision Manager must lead a team of securities principals charged with reviewing and supervising securities or insurance transactions in light of client suitability,...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
in industry associations, shaping compliance best practices and educating ... related training, and reinforce allcompliance-related communications. Establish...
management company's compliance manual, code of ethics, investor due diligence ... compliance or risk-management, accounting, auditing, consulting, paralegal or...
Marketing Material Review o Ensure compliance with internal guidelines, investment advisor ... and FINRA where applicable FINRA rules for our Office of Supervisory Jurisdiction...
The Market Compliance Officer makes recommendations on the development of compliance polic ... * CoordinateCompliance initiatives at various functions/business lines...
Liaise with Compliance Advisory teams and functions as applicable. Lead ... ranging from staff levels to ChiefCompliance Officers with the nation's...
regulatory matters with Global Head of Compliance (FACTA, ABC, Research, IB ... 10 plus years of Extensive USCompliance, AML and Regulatory experience...
Detects instances of possible non-compliance and develops measures to advocate compliance ... compliance and regulatory matters including FINRA and SEC rules/regulations, AML...
Job Description The Compliance/ Branch Supervisor will be responsible for supervising sale ... Series 7 and 24 (or 9/10) Strong knowledge of FINRA SEC and State rules and regulations...
process and develop a comprehensive global compliance metric reporting program; to ... analysis * Controls, Assurance/audit, or compliance knowledge is preferred * Ability...
unit is in compliance with company and FINRA regulations. You will have interaction with sales teams, FINRA and also clients. As part of a highly collaborative team, asking tough...
institutional and internal) to ensure compliance with SEC and FINRA advertising ... - FINRA Series 6 (or 7) license - FINRA Series 26 (or 24) preferred or required...
Compliance Analyst is to provide primary compliance coverage, including Control Group ... The individual will serve as the compliance liaison with other Compliance...
literature and associated disclosures for compliance with the Advisers Act, FINRA rules ... requirementsS Experience Required: 4-6 years compliance experience within the financial...
the organization in compliance. Provide compliance expertise as a trusted and ... Fluent with all current FINRAissues and concerns Working knowledge of FINRA and SEC rules...
as required Participates in Business Unit Compliance and Corporate Compliance projects ... knowledge of bank/broker-dealer compliance Compliance expertise in investment...
Broker/Dealer that is looking to bring on a Chief Compliance Officer, CCO ... regulatory initiatives of the firm, managing compliance risk, developing infrastructure,...
and conduct compliance reviews Work with Compliance and Business colleagues to prepare for ... in Investment Advisory Act of 1940, and Compliance THE COMPLIANCE SEARCH GROUP, the...
the preparation of Compliance reports for Compliance Management, Senior Management, ... Responsibilities Supporting Compliance initiatives including writing policies and...
documentation for anti-money laundering compliance · Review, assess, devise, and ... team of complianceprofessionals, and advise clients on all compliance-related...
Compliance Program. Manage and enhance the Compliance Risk Assessment tool. Drive ... Preferred: o 10-15 years compliance experience in a banking/broker dealer environment o De...
NYC seeks someone with experience working in compliance at a senior level. You will need ... You should know how to draft summaries for compliance and summarize regulations. Client...
development process for designing metrics on compliance risk-related topics. Coordination ... compliance related subjects to business and compliance management. Create and maintain...
CT office. Responsibilities: Provide compliance support for equity sales and ... Equity environment Knowledgeable about FINRA and exchange regulations Ability to...
with operational and financial compliance matters such as short interest reporting, ... enhance, and implementcompliance and supervisory policies and procedures. ...
company s policies and procedures to ensure compliance with CFTC/NFA swap dealer ... at a major financial institution, registered broker-dealer, FCM, or one of the US...
Broker/Dealer north of Boston is looking for a compliance principle. Must have a series 7, but will be required to get the series 24 upon hire. Will be responsible for the...
company s policies and procedures to ensure compliance with CFTC/NFA swap dealer ... at a major financial institution, registered broker-dealer, FCM, or one of the US...
and inquiries; Design and deliver targeted compliance training; Research, investigate ... Qualifications Minimum five years of Compliance experience at a Broker-Dealer,...
Broker/Dealer north of Boston is looking for a compliance principle. Must have a series 7, but will be required to get the series 24 upon hire. Will be responsible for the...
program is fully independent, Enforcement Counsel will have responsibility for ... organizations; in-house litigators at broker-dealers/investment advisers; and...
litigators at broker-dealers/investment advisers; and member of both the plaintiffs' and defendants' securities bars; ► Extensive knowledge of securities laws and rules; ► Strong...
no phone calls, please. JobSummary: The Counsel performs a variety of specific duties ... employee) and to authorize their broker-dealers to provide FINRA with duplicate...
individual for our Enforcement Counsel opening in Rockville, MD . To be ... employee) and to authorize theirbroker-dealers to provide FINRA with duplicate...
independent, Enforcement Counsel will have responsibility for investigating, ... in-house litigators at broker-dealers/investment advisers; and member of both the...