EMPLOYMENT TUESDAY at BrokeAndBroker.com Blog
February 3, 2015
Business Risk Specialist
NEWUBS Ag
- New York City, NYThe Control Officer is responsible for performing delegated supervisory functions for the complex/branch and ensuring that the complex is in compliance with firm risk management...
Associate Marketing Manager
NEWUBS Ag
- New York City, NY• Project manage updates of monthly and quarterly marketing collateral, including fact sheets, sales ideas and brochures. <br><br>• Manage legal review process through: Global AM...
Senior Compliance Officer
NEWUBS Ag
- Chicago, ILThe Compliance Officer will; <br><br>Assist the CCO with overseeing all regulatory compliance for UBS O'Connor and coordinate with other asset management businesses within the...
Control Analyst
NEWUBS Ag
- Stamford, CTThe Control Analyst is responsible for performing delegated supervisory functions and to ensure compliance with firm risk management guidelines and policies. In addition you may...
Assistant Operations Manager
NEWUBS Ag
- Minneapolis, MNThe Operations Manager leads the daily operational activities and approvals (e.g., new accounts, funds received and delivered, trade processing, etc.) in the complex/ branch and...
BRANCH FINANCIAL ADVISOR
NEWPNC
- Wayne, NJAs a PNC Financial Advisor you will become part of PNC Investments, a specialized subsidiary of PNC Bank that provides products and services for individuals interested in...
Licensed Financial Specialist
NEWPNC
- Saraland, ALAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
Licensed Financial Specialist - Bayside Americana
NEWPNC
- Selbyville, DEAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
Licensed Financial Specialist - Whitesburg
NEWPNC
- Huntsville, ALAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
FINANCIAL SPECIALIST
NEWPNC
- Burbank, ILAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
Licensed Financial Specialist - Neshannock
NEWPNC
- New Castle, PAAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
Licensed Financial Specialist - Waynetown
NEWPNC
- Huber Heights, OHAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
Licensed Financial Specialist - South Park
NEWPNC
- Bethel Park, PAAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
Licensed Financial Specialist - 140 Village
NEWPNC
- Westminster, MDAs a Financial Specialist for PNC, you will have a unique opportunity to demonstrate our Brand Promise by making it easy for customers to achieve their financial goals with...
Financial Advisor
NEWThrivent Financial
- Lancaster, PACompany Description: Thrivent Financial is a financial services organization that helps Christians be wise with money and live generously. We offer a broad range of products and...
BPA - US - IB DS / Management
NEWBarclays
- New York City, NYAbout Barclays Barclays moves, lends, invests and protects money for customers and clients worldwide. With over 300 years of history and expertise in banking, we operate in over...
FCR - US-IB Regulatory Capital Reportin
NEWBarclays
- New York City, NYAbout Barclays Barclays moves, lends, invests and protects money for customers and clients worldwide. With over 300 years of history and expertise in banking, we operate in over...
AVP / VP - Fixed Income Surveillance
NEWDrum Associates
- New York City, NYOur client, a top international investment bank with offices in NYC, is seeking a Fixed Income Surveillance Officer (AVP/VP level) in their Ethics & Compliance Department.
Claims Examiner
NEWLandacorp
- Richmond, VAReturning Candidate? Log back in! Claims Examiner ID 2015-1740 Job Location US-VA-Richmond Type Regular Full-Time Options: Apply for this job online Refer a friend to this job...
Financial Advisor
NEWBMO Financial Group
- Plainfield, ILPremier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier...
Chase Private Client - Private Client Advisor - Issaquah, WA (Issaquah)
NEWJPMorgan Chase
- Issaquah, WABusiness Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with...
GWM - Suitability - Project Manager
NEWJPMorgan Chase
- New York City, NYJ.P. Morgan Global Wealth Management Suitability, Project Manager The Wealth Management division of J.P Morgan Chase & Co is part of the Asset & Wealth Management business...
In-Store Personal Banker - Cactus & 75th Ave Frys - Peoria, AZ (Bilingual Spanish Preferred)
NEWJPMorgan Chase
- Peoria, AZPlay a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
Vice President, Relationship Manager (Non Portfolio),Corporate Client Banking
NEWJPMorgan Chase
- Los Angeles, CAVice President, Relationship Manager Senior, Corporate Client Banking – Western Region –General Industries Group, Los Angeles Description: The position is a...
GWM - Suitability - Project Manager - Associate
NEWJPMorgan Chase
- New York City, NYJ.P. Morgan Global Wealth Management Suitability, Project Manager - Associate The Wealth Management division of J.P Morgan Chase & Co is part of the Asset & Wealth...
Asset Management - Global Wealth Management - Private Bank EHNW Group - Investment Specialist - VP
NEWJPMorgan Chase
- Dallas, TXJ.P. Morgan Private Bank Investment Specialist Job Description J.P. Morgan Private Bank has been helping the world’s wealthiest individuals, families, foundations,...
In-Store Personal Banker - Sterling Kroger branch
NEWJPMorgan Chase
- Peoria, ILPlay a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
In-Store Personal Banker - Union Hills and 19th Frys - Phoenix, AZ (Bilingual Spanish Preferred)
NEWJPMorgan Chase
- Phoenix, AZPlay a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
In-Store Personal Banker - Bethany Home & 67th Fry's - Glendale, AZ (Bilingual Spanish REQUIRED)
NEWJPMorgan Chase
- Glendale, AZPlay a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
Sr. Director, Service
NEWFidelity Investments
- Salt Lake City, UTWe’re looking for highly engaged, enthusiastic leaders to join our Salt Lake City/American Fork site senior leadership team (“CMT”) to lead managers and...
Senior Compliance Advisor
NEWFidelity Investments
- Albuquerque, NMThe Field Compliance Advisor's (FCA) primary responsibility will be to provide compliance support to PWI employees in the Albuquerque location, Albuquerque Investor Center, and WI...
Regional Compliance Consultant
NEWFarmers Insurance Group
- Mercer Island, WAJob Summary Provides compliance support for all Global Life North America entities, including individual and group lines of traditional and variable life insurance,...
Associate Vice President
NEWNw Recruiters
- Austin, TXCompany Description:NW Recruiters is the premier resource for executive jobs and management talent in the nation. Among recruiting firms, our knowledgeable recruiters consistently...
Financial Consultant
NEWAXA Advisors
- Brooklyn, NYCompany Description:About AXAAXA Advisors, LLC is a leading provider of financial services for consumers and businesses, working with clients to help them As a member of the...
Credit Union Financial Advisor - St. Louis
NEWSymicor Group
- St Louis, MOCompany Description:Bankers Recruiting Bankers - The Symicor Group is a boutique bank-only talent acquisition firm based in Chicago. Our nationally unique value proposition...
Third Party Funds Project Manager
NEWBank of America
- Pennington, NJ3rd Party Products & Platforms is responsible for the firm’s 3rd party managed platforms within MSG and includes platforms such as MFA and UMA, as well as 3rd party...
Analyst (Experienced) - Valuation & Financial Opinions
NEWStout Risius Ross
- Los Angeles, CAStout Risius Ross (SRR) is a financial advisory firm that specializes in Investment Banking, Valuation & Financial Opinions, and Dispute Advisory & Forensic Services.
Vice President - Valuation & Financial Opinions
NEWStout Risius Ross
- Atlanta, GAStout Risius Ross (SRR) is a financial advisory firm that specializes in Investment Banking, Valuation & Financial Opinions, and Dispute Advisory & Forensic Services.
Analyst - Valuation & Financial Opinions
NEWStout Risius Ross
- Los Angeles, CAStout Risius Ross (SRR) is a financial advisory firm that specializes in Investment Banking, Valuation & Financial Opinions, and Dispute Advisory & Forensic Services.
Associate - Valuation & Financial Opinions
NEWStout Risius Ross
- Atlanta, GAStout Risius Ross (SRR) is a financial advisory firm that specializes in Investment Banking, Valuation & Financial Opinions, and Dispute Advisory & Forensic Services.
Sales Professional - Employee Health & Benefits - Mercer
NEWMarsh & Mclennan Companies
- Los Angeles, CAMercer is a global consulting leader in talent, health, retirement and investments. Mercer helps clients around the world advance the health, wealth and performance of their most...
Broker/Dealer Regional Supervisory Officer - REQ02320
NEWHuntington Bancshares
- Troy, MIJob Description * Responsible for reviewing, researching, and resolving escalated issues resulting from Huntington Investment Company ('HIC') brokerage representatives sales...
Broker/Dealer Regional Supervisory Officer - REQ02208
NEWHuntington Bancshares
- Toledo, OHJob Description * Responsible for reviewing, researching, and resolving escalated issues resulting from Huntington Investment Company ('HIC') brokerage representatives sales...
New Accounts Associate
NEWCommonwealth Financial Network
- Waltham, MANew Accounts Associate, New Accounts The New Accounts department processes new investment accounts opened by advisors on behalf of their clients. Is your attention to detail razor...
Manager, Operations-Clearance & Settlement Admin.
NEWRaymond James
- Tampa, FLJob Summary: Under general direction with a high level of autonomy, uses extensive knowledge and skills obtained through education and experience to translate business strategy...
Compliance Officer - FRC Rates Advisory
NEWUBS Ag
- New York City, NYUBS AG, a global financial services company, seeks a Compliance Officer to support the UBS IB Americas FRC (FX, Rates and Credit) trading and sales businesses. Responsibilities to...
Business Risk Specialist/ Control Officer
NEWUBS Ag
- San Mateo, CAThe Control Officer is responsible for performing delegated supervisory functions for the complex/branch and ensuring that the complex is in compliance with firm risk management...
Equities Compliance Officer
NEWUBS Ag
- New York City, NYThis position is in the advisory group of Equities Compliance. The compliance officer will provide advice and guidance to traders, sales persons and technology personnel regarding...
Senior Compliance Officer
NEWUBS Ag
- Chicago, ILThe Compliance Officer will; <br><br>Assist the CCO with overseeing all regulatory compliance for UBS O'Connor and coordinate with other asset management businesses within the...
Administrative Assistant FCG
NEWTiaa-cref
- Chicago, ILFor more information about TIAA-CREF, visit our website. Administrative Assistant _FCG Scope TIAA-CREF seeks an Administrative Assistant to join our team. Primary responsibilities...
Associate Financial Advisor
Ameriprise Financial
- Wellesley, MAPosition Title: Associate Financial Advisor Position Description: Step into an instrumental role and work as an employee of an independent advisor franchisee with a financial...
Administrative Assistant
Ameriprise Financial
- Norman, OKPosition title: Administrative assistant (entry level) Position Description: Step into an instrumental role. Help conduct the smooth operation of a fast-paced-and...
Product Manager - Alternative Investments
NEWAmeriprise Financial
- Minneapolis, MNThe Product Manager - Alternative Investments will primarily support the REIT product lines within the Alternative Investments team and will be able to expand their skill set to...
Sales Supervision Manager - SPS Advisor and Structured Products
Ameriprise Financial
- Minneapolis, MNDirect sales supervision of discretionary trading platform (SPS Advisor) and Structured Products. Required contact with advisors, field leaders and clients; in addition to...
Senior Compliance Manager/Leader - Field Office Inspections
Ameriprise Financial
- Minneapolis, MNThis position will provide leadership support to Compliance Examiners who conduct field OSJ and Branch Office inspections, and will be responsible to support functional areas of...
Financial Sales and Support Associate
Ameriprise Financial
- Minneapolis, MNThe Client Support Associate position in the Ameriprise Advisor Center (AAC) is responsible for delivering effective support and service to clients and advisors, delivering a high...
Customer Professional II - Licensed
Ameriprise Financial
- Minneapolis, MNCustomer Professional II - Licensed Job ID 3294BR Recruiting Location Minneapolis, MN Full-Time / Part-Time Full-Time Exempt/Non-Exempt N/A Job Family Client Service Job Function...
Client Service Manager
Ameriprise Financial
- Bohemia, NYClient Service Manager Job ID 3423BR Recruiting Location Bohemia, NY Full-Time / Part-Time Advisor Franchisee Job Family Franchise Job Function Business Support & Operations Job...
Home Claims Representative Catastrophe Team
NEWAmeriprise Financial
- Depere, WIHome Claims Representative Catastrophe Team Job ID 3009BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family Business...
Compliance Examiner- Branch Office Inspections
Ameriprise Financial
- Minneapolis, MNCompliance Examiner- Branch Office Inspections Job ID 3369BR Recruiting Location Minneapolis, MN Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family Legal Affairs...
Home Claims Representative
Ameriprise Financial
- Depere, WIHome Claims Representative Job ID 3379BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family Business Support &...
Senior Home Claims Representative Catastrophe Team
Ameriprise Financial
- Depere, WISenior Home Claims Representative Catastrophe Team Job ID 3007BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family...
Senior Vendor Analyst-Home Claims
Ameriprise Financial
- Depere, WISenior Vendor Analyst-Home Claims Job ID 3401BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family Business Support &...
Senior Home Claims Representative
Ameriprise Financial
- Depere, WISenior Home Claims Representative Job ID 3404BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family Business Support &...
Rate Analyst
Ameriprise Financial
- Depere, WIRate Analyst Job ID 3405BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Non-Exempt Job Family Marketing/Product Management Job...
Automotive Physical Damage Appraiser
Ameriprise Financial
- Depere, WIAutomotive Physical Damage Appraiser Job ID 2762BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family Business...
Home Claims Large Loss Specialist-Catastrophe
Ameriprise Financial
- Depere, WIHome Claims Large Loss Specialist-Catastrophe Job ID 3005BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Exempt Job Family...
Workforce Real Time/Scheduling Specialist
Ameriprise Financial
- Depere, WIWorkforce Real Time/Scheduling Specialist Job ID 3202BR Recruiting Location DePere, WI Green Bay, WI Full-Time / Part-Time Full-Time Exempt/Non-Exempt Non-Exempt Job Family...
Ameriprise Advisor Center - Client Support Associate-Licensed
Ameriprise Financial
- Las Vegas, NVJob DescriptionThe Client Support Associate position in the Ameriprise Advisor Center (AAC) is responsible for delivering effective support and service to clients and advisors,...
Ameriprise Advisor Center - Client Support Associate
Ameriprise Financial
- Minneapolis, MNJob DescriptionThe Client Support Associate position in the Ameriprise Advisor Center (AAC) is responsible for delivering effective support and service to clients and advisors,...
Inside Sales Agent - Home Insurance (Las
Ameriprise Financial
- Vegas, NVInside Sales Agent - Home Insurance (Las Vegas, NV) Job ID 3421BR Recruiting Location Las Vegas, NV Full-Time / Part-Time Full-Time Exempt/Non-Exempt Non-Exempt Job Family Sales...
Senior Compliance Manager/Leader
NEWAmeriprise Financial
- Minneapolis, MNThis position will provide leadership support to Compliance Examiners who conduct field OSJ and Branch Office inspections, and will be responsible to support functional areas of...
New Business Trust Officer - ANTB
NEWAmeriprise Financial
- Minneapolis, MNWork directly with advisors & field leaders to recommend and sell Personal Trust Services (PTS). Partner with internal and external wholesalers to meet pipeline opportunity...
Financial Planning Specialist
NEWAmeriprise Financial
- Westport, CTPosition Description: Step into an instrumental role. Help conduct the smooth operation of a fast-paced-and friendly-financial planning office. Work as an employee of an...
Senior Equity Research Analyst
NEWAmeriprise Financial
- Troy, MIThe Ameriprise Investment Research Group is currently looking for a Sr. Equity Research Analyst to cover the Energy and Utilities sector. This role plays an integral role in the...
Investment Assistant - Emerging High Net Worth - Series 7 & 63 Required
NEWJPMorgan Chase
- Chicago, ILThe Private Client Direct business is a part of JPMorgan's Private Wealth Management business. Private Wealth Management (PWM) is a wealth management business of JPMorgan focused...
Senior Compliance Officer - Core Compliance
NEWJPMorgan Chase
- Jersey City, NJJPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...
Investment Assistant - Emerging High Net Worth
NEWJPMorgan Chase
- Birmingham, MIThe Private Client Direct business is a part of JPMorgan's Private Wealth Management business. Private Wealth Management (PWM) is a wealth management business of...
Investment Assistant - Emerging High Net Worth
NEWJPMorgan Chase
- Houston, TXThe Private Client Direct business is a part of JPMorgan's Private Wealth Management business. Private Wealth Management (PWM) is a wealth management business of...
Compliance Manager for Registered Investment Advisory Programs
JPMorgan Chase
- New York City, NYJPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...
Compliance Manager- Private Funds and Advisory Program
JPMorgan Chase
- New York City, NYJ.P. Morgan is a global leader in asset management services. The Global Wealth Management division delivers the highest quality advice, service, capabilities and products to...
Compliance Manager- Private Funds and Advisory Program
NEWJPMorgan Chase
- New York City, NYJ.P. Morgan is a global leader in asset management services. The Global Wealth Management division delivers the highest quality advice, service, capabilities and products to ultra...
GWM - Fixed Income - Investment Professional
NEWJPMorgan Chase
- New York City, NY*J.P. Morgan Global Wealth Management* /Fixed Income, Investment Professional/ */ /* JP Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of...
Chase Private Client - Private Client Advisor - Issaquah, WA (Issaquah)
NEWJPMorgan Chase
- Issaquah, WABusiness Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with...
GWM - Suitability - Project Manager
NEWJPMorgan Chase
- New York City, NYJ.P. Morgan Global Wealth Management Suitability, Project Manager The Wealth Management division of J.P Morgan Chase & Co is part of the Asset & Wealth Management business...
Chase Wealth Management - Market Director - Dallas or
JPMorgan Chase
- Houston, TXChase Wealth Management Market Director-**Open to Dallas and Houston locations Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase &...
Compliance Manager for Registered Investment Advisory Programs
JPMorgan Chase
- New York City, NYJPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...
Asset Management - Private Bank - Emerging High Net Worth - Investment Advisor
NEWJPMorgan Chase
- Scottsdale, AZJ.P. Morgan Private Bank has been helping the world's wealthiest individuals, families, foundations, and endowments grow, manage, and sustain their wealth through personalized,...
Chase Private Client - Private Client Advisor - Peoria, AZ (Bell Rd and 77th Ave)
NEWJPMorgan Chase
- Peoria, AZBusiness Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Chase Private Client - Private Client Advisor
NEWJPMorgan Chase
- Glendora, CA*_Business Description:_* *_* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets...
Chase Private Client - Private Client Advisor - Oceanside, CA (Mission Ave)
NEWJPMorgan Chase
- Oceanside, CA*_Business Description:_* *_* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets...
Chase Private Client Investment Associate
NEWJPMorgan Chase
- San Mateo, CABusiness Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Chase Wealth Management - Financial Advisor - Lakeland, FL (Near Orlando and Tampa)
NEWJPMorgan Chase
- Lakeland, FLFinancial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Chase Private Client - Private Client Advisor- Naperville, IL (Naperville Hobson)
NEWJPMorgan Chase
- Naperville, ILBusiness Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Anticipated Private Client Advisor - Chase Wealth Management - Naperville Downtown
NEWJPMorgan Chase
- Naperville, IL* Financial Advisor * **Business Description:** Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
Asset Management - Private Bank - Investment Specialist - Emerging High Net Worth
NEWJPMorgan Chase
- Rochester, NYJ.P. Morgan Private Bank has been helping the world’s wealthiest individuals, families, foundations, and endowments grow, manage, and sustain their wealth through...
Anticipated Financial Advisor Associate - Chase Wealth Management
NEWJPMorgan Chase
- Munster, IN*Financial Advisor Associate* *Business Description:* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial...
CIB F&BM - Banking Treasury - Analyst/Associate
NEWJPMorgan Chase
- New York City, NYJ.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services. The world's most important corporations, governments and...
CIB F&BM - Banking Treasury - Analyst/Associate
NEWJPMorgan Chase
- New York City, NYJ.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions...
Asset Management - Private Bank - Market Manager - Emerging High Net Worth
JPMorgan Chase
- Columbus, OHJ.P. Morgan Private Bank has been helping the world’s wealthiest individuals, families, foundations, and endowments grow, manage, and sustain their wealth through...
Financial Advisor
NEWThrivent Financial
- Lancaster, PACompany Description: Thrivent Financial is a financial services organization that helps Christians be wise with money and live generously. We offer a broad range of products and...
Financial Advisor
NEWBMO Financial Group
- Plainfield, ILPremier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier...
Financial Advisor
NEWNew York Life Insurance
- San Mateo, CACompany Description: New York Life Insurance Company ("New York Life") is the largest mutual life insurance company in the United States*. Founded in 1845, New York Life is...
Financial Advisor
NEWWilliams Asset Management
- Columbia, MDCompany Description: Founded in 1994, Williams Asset Management is an award-winning, privately-owned investment advisory services and wealth management firm, located in Columbia,...
Financial Advisor
NEWMultinational Spanish Banking Group
- Turlock, CAResponsibilities Provide financial advice and counseling to customers and prospects through the sale of mutual funds, government, municipal and corporate bonds, fixed and variable...
Financial Advisor
NEWFirst Command Financial Services
- Newport, RIWe are currently seeking ambitious, driven and competitive people to become fully-licensed Financial Advisors. Benefits of being a Financial Advisor: Compensation In 2010 the...
Financial Advisor
NEWOregon Employment Department
- Portland, ORWhy VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Financial Advisor
NEWLake Michigan Credit Union
- Livonia, MILake Michigan Credit Union is one of the largest financial institutions in Michigan and was established in 1933. We are seeking customer oriented individuals to join our team and...
Financial Advisor
NEWAXA Advisors
- Woodbury, NYCompany Description: About AXA AXA Advisors, LLC is a leading provider of financial services for consumers and businesses, working with clients to help them As a member of the...
Financial Advisor
NEWFinancial Planning Services
- Boise, IDJob Description: DESCRIPTION. Do not miss this opportunity! If you are considering entering the financial services industry, LET`S TALK! Our firm has what you are looking for!...
Financial Advisor
NEWAIG
- Salinas, CAWhy VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Financial Advisor
AXA Advisors
- Greensboro, NCCompany Description: AXA Advisors, LLC is a member of the global AXA Group, "AXA Group" refers to AXA, a French holding company for a group of international insurance and...
Financial Advisor
Cornerstone Financial Group
- Renton, WAJob Description: Cornerstone Financial Group If you're tired of sitting on the sidelines and applying for dead-end jobs and are ready to embark on a stable, fast-paced career with...
Financial Advisor
AIG Financial Advisors
- Garden City, KSPosition Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Financial Advisor
AIG Financial Advisors
- Little Rock, ARPosition Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Financial Advisor
USAA
- Tampa, FLWe are currently seeking talented Licensed Financial Advisors for our Tampa, FL & call center. & The start date for this position is April 27th, 2015.Apply Now! Candidates hired...
Financial Advisor
USAA
- Tampa, FLWe are currently seeking talented Licensed Financial Advisors for our Tampa, FL call center. The start date for this position is April 27th, 2015 . Apply Now! Candidates hired...
Financial Advisor
Geary Kornelik & Associates
- Chicago, ILCompany Description: About Geary Kornelik & Associates Geary Kornelik & Associates is a search and placement firm based here in Chicago that truly is "By bankers, for...
Financial Advisor
Major Mutual Fund Investment Management Company
- Valley Forge, PAYour Primary Duties and Responsibilities: Develop a thorough understanding of each clients financial situation in order to create and deliver a suitable strategy based upon...
Financial Advisor
American International Group
- Chicago, ILWhy VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Financial Advisor
BMO Harris Bank
- Orland Park, ILPremier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services...
Financial Advisor
Thrivent Financial
- Columbus, OHCompany Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...
Financial Advisor
Northern Financial Services
- Watertown, NYCompany Description: A progressive, fast-paced local financial institution currently has an opening for an experienced Financial Advisor to join our retail investment services...
Financial Advisor
R. Knapp Financial
- Peoria, ILCompany Description: We are an independent financial services firm specializing in retirement plans and individual wealth management. We have experienced significant growth in the...
Financial Advisor
Mass Mutual
- Newport Beach, CAJob Description: ~~Career changers: looking for a rewarding career? Are you looking for a career that will leverage your years of work experience, provide you an opportunity to...
ompliance Officer
NEWRobert Half Finance & Accounting
- New York City, NYThe CFTC / NFA Compliance Associate will:Develop and enforce the supervisory framework for ... Interested candidates for CFTC / NFA Compliance Officer should forward their resume to...
Compliance Officer
NEWGlobal Leader In Investment Management
- Jersey City, NJFurther, subject matter expertise is required for brokerage operations, SEC/FINRA/OCC rule ... Qualifications Minimum five years of Compliance experience at a Broker-Dealer,...
Compliance Officer
NEWCraig Scott Capital
- Uniondale, NYJob Description: Regulatory Compliance Officer Generalist with strong compliance ... Comprehensive understanding of SEC/FINRA Rules and Regulations...
Compliance Officer
European Leader In Global Banking and Financial Services
- San Ramon, CAregulatory impacted materials. Assists compliance manager on matters involving ... Liaise with Group and/or Division Compliance and Corporate Compliance...
Compliance Officer
Packerland Brokerage Services
- Green Bay, WIculture of regulatory compliance. The Compliance Officer position is a key resource ... Employer. Keywords:Compliance, compliance officer, supervisory, supervision,...
COMPLIANCE OFFICER
Parker + Lynch
- Chicago, ILregulations as well as the rules of FINRA. Compliance Officer Job Responsibilities ... and staff on all issues concerning compliance rules, regulations and procedures...
Compliance Officer
Kforce Inc.
- Newark, DEKforce has a client seeking a Compliance Officer in Newark, Delaware (DE). ... concerns and refer matters to the firm's Compliance Advisory, Risk, Examination and/or...
Compliance Officer
Bank
- New York City, NYand administering an institutional compliance program; developing and performing ... and risk assessments * Ability to draft compliance policies and procedures * FINRA...
Corporate Attorney--Fund Formation
NEWLsj
- New York City, NYSeed and strategic investor transactions -Fiduciary obligations and side letters -Draft compensation agreements -Compliance rules and regulations of SEC, FINRA and other...
Legal and Compliance Analyst - Elite Hedge Fund
NEWAccess Staffing
- New York City, NYfrom outside counsel. EDUCATION • Bachelor's degree from a highly regarded college ... a CPA or a FINRAlicense would be viewed favorably, but is not required. • Candidate...
Counsel Market Regulation - Chicago, IL
NEWFinra
- New York City, NYcompany s policy on nepotism. About FINRA FINRA is an independent, non-governmental ... qualified protected veterans. 2015 FINRA. All rights reserved. FINRA is a...
Enforcement Counsel
NEWFinra
- New York City, NYto the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... qualified protected veterans. 2014 FINRA. All rights reserved. FINRA is a...
Vice President & Chief Counsel Data Initiatives
NEWNewark, NJprofile position of Vice President and Chief Counsel Data Initiatives in the Prudential ... This senior attorney will provide counsel and advice to various internal...
Senior Vice President & Deputy Chief, Enforcement
NEWIndependent Securities Regulator
- Rockville, MDOperations departments to further FINRA s regulatory and businessobjectives. ... the RockvilleEnforcement Program and other FINRA departments, including Member...
Enforcement Counsel
NEWIndependent Securities Regulator
- Rockville, MDcapacity, or assist in representing the FINRA in disciplinary hearings as its staff ... attorneys and participate as needed in FINRA staff and external training programs.
Attorney - Employment Law
NEWKelly Services
- New York City, NYcommissions, and supervise outside counsel nationwide. The Employment Law ... ranging from litigation attorneys and senior counsel to legal administrators and...
Director of Complaints and Counsel
NEWEdward Jones
- St Louis, MODirector of Complaints and Counsel Edward Jones is one of the nation's fastest-growing ... with outside and opposing counsel; reviewing proposed and final federal and state...
Senior Counsel Job
NEWBNY Mellon
- Jersey City, NJisrewarded based on company success. ASenior Counsel may have some administrative ... will haveongoing relationships with outside counsel. This role will help to supportPrime...
PPM Lawyer - Hartford area
NEWTalent Partners / IT Services
- Hartford, CTcounsel and advice to the business on the FINRA rules and regulations related to the ... of course), please email your resume. FINRA Rule 5122 or 5123, Regulation D, Rule...
VP, Corporate Counsel
NEWPrudential Financial
- Newark, NJcross-business initiatives. Represent and counsel Individual Life and Annuities ... to provide consistent cross-functional counsel in connection with insurance...
CCOs and Attorneys With Investment Advisers Act of 1940 Experience
NEWof 1940, Investment Company Act of 1940, and FINRA rules, to join our investment adviser ... Securities and Exchange Commission (SEC), FINRA and states. Regulatory filings include...
Mid-Level Labor - Employment Associate Attorney
NEWand severance agreements, and handling FINRA arbitrations, FLSA and WARN issues, preferably at a large law firm. You will have the opportunity to take cases through to trial and...
Bank of America
- Boston, MADescription: Provides general legal counsel to AMGs investment management business ... Investment Advisers Act of 1940, and SEC, FINRA and CFTC rules and regulations. *...
Corporate Legal Counsel
Kansas City, MOdepartment, this attorney will educate, counsel, and advocate for our business ... - Direct experience dealing with the SEC, FINRA, the MSRB, or SROs - Aptitude for...
Senior Counsel Job
BNY Mellon
- Jersey City, NJisrewarded based on company success. ASenior Counsel may have some administrative ... will haveongoing relationships with outside counsel. This role will help to supportPrime...
Vice President & Chief Counsel Data Initiatives
Prudential
- Newark, NJThis senior attorney will provide counsel and advice to various internal ... clients **Job:** **Attorney/CorporateCounsel** **Title:** **Vice President & Chief...