Career Description: Financial Services Professionals help clients identify and achieve their financial goals. New York Life Insurance Company and its affiliates are dedicated to...
Company Description: We are an independent financial services firm specializing in retirement plans and individual wealth management. We have experienced significant growth in the...
Company Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...
Company Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...
Company Description Our fast growing organization of experienced financial professionals continues to grow from coast to coast If you are an experienced financial professional...
Company Description About Geary Kornelik Associates Geary Kornelik Associates is a search and placement firm based here in Chicago that truly is By bankers for bankers Our firm is...
Company Description: AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...
Job Description: ~~Career changers: looking for a rewarding career? Are you looking for a career that will leverage your years of work experience, provide you an opportunity to...
Description:Heritage Financial Services, Inc., is seeking an uncommon professional to join our team as a Financial Advisor. Heritage Financial Services, Inc., is a wholly owned...
Company Description: Impacting Lives Throughout Lifetimes is not just our firm's tag line, it is our core philosophy. As an organization, our common mission is to provide our...
Job Description: DESCRIPTION. Do not miss this opportunity! If you are considering entering the financial services industry, LET`S TALK! Our firm has what you are looking for!...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Our Financial Services department is looking for a licensed Spanish speaking Financial Advisor with exceptional client service abilities to sell a full line of investment products...
We are seeking highly motivated and achievement-driven individuals to join our growing team of approximately 5000 financial professionals. Entry level and experienced candidates...
Job Description: Not all financial services companies are the same. Product offerings, producer support, ongoing training and marketing vary widely. With Hoopis Financial Group of...
Company Description: Impacting Lives Throughout Lifetimes is not just our firm's tag line, it is our core philosophy. As an organization, our common mission is to provide our...
Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Company Description: We are a regional financial services firm serving the panhandle and central Florida. While many financial products offered by firms are similar, our customer...
Financial Advisor- Entry Level or Experienced Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial...
Job Description: Financial Advisor New York Life Melville, NY PARTNER WITH US AND SEE YOUR CAREER GROW WITH NEW YORK LIFE GREATER LONG ISLAND OFFICE IN MELVILLE,NY! We are looking...
Requirements: Bachelors Degree 2 to 5 years experience Series 7 License Series 66 or 63 and 65 license Life/Health license Experience selling securities/insurance Banking or...
At Duffy Wealth Management we commit our energies intellect and experience in helping to attain the financial goals of our clients by providing the highest level of service and...
Company Description: Headquartered in Martin County, FL, Seacoast Bank, a $3.0 billion Institution, is unrivaled among community banks and state wide regional banks alike!...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services...
Company Description: Founded in 1994, Williams Asset Management is an award-winning, privately-owned investment advisory services and wealth management firm, located in Columbia,...
Responsibilities Provide financial advice and counseling to customers and prospects through the sale of mutual funds, government, municipal and corporate bonds, fixed and variable...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Lake Michigan Credit Union is one of the largest financial institutions in Michigan and was established in 1933. We are seeking customer oriented individuals to join our team and...
Job Description: Cornerstone Financial Group If you're tired of sitting on the sidelines and applying for dead-end jobs and are ready to embark on a stable, fast-paced career with...
We are currently seeking talented Licensed Financial Advisors for our Tampa, FL & call center. & The start date for this position is April 27th, 2015.Apply Now! Candidates hired...
Company Description:About MassMutualFounded in 1851, MassMutual is a leading mutual life insurance company that is run for the benefit of its members and participating...
Job Description: About the Opportunity Did you know that nearly 10,000 Baby Boomers will reach retirement age every day for the next 19 years? ¹ Or that almost half of the...
Job Description: About the Opportunity Did you know that nearly 10,000 Baby Boomers will reach retirement age every day for the next 19 years? ¹ Or that almost half of the...
Company Description: About Financial Design Associates A full-service financial services agency, Financial Design Associates provides life insurance, disability income insurance,...
At the Guardian Life Insurance Firm in San Ramon CA, we are looking for talented people who want to take control of their career future. We offer the freedom to run your own...
Company Description: Broker-dealer and investment advisor for AXA Equitable, a member of the global AXA Group, a worldwide leader in financial protection and wealth management.
Description Financial Services Representatives (FSRs) are responsible for the marketing, sale and service of MetLife products that meet the needs of clients. Establish a financial...
broker-dealer, and its insurance agency. The Compliance Officer will work closely with the ... and registered investment adviser compliance Strong knowledge of FINRA and SEC...
Five Years AML / Compliance / KYC experience preferred ... Almanac, Negative News Searches, Pacer, FINRA, SEC, Secretary of State Websites, CFTC...
The Compliance person ("Compliance") will assist in the review, ... compliance and business groups to providecompliance advisory services. Providing...
Compliance Officer Generalist with strong compliance background in retail Brokerage. ... Comprehensive understanding of SEC/FINRA Rules and Regulations...
Employer. Keywords: Compliance, compliance officer, supervisory, supervision, ... broker dealer, broker-dealer,broker/dealer, BD, B/D, advisor, adviser,...
The Wholesale Broker-Dealer Compliance Department is responsible for the oversight of the ... with theCompliance Director, the Compliance Analyst will be responsible for...
The Wholesale Broker-Dealer Compliance Department is responsible for the oversight of the ... with theCompliance Director, the Compliance Analyst will be responsible for...
created within VFA Compliance to assist with compliance related tasks; such as running ... in securities and investment advisory compliance. Preferably FINRA licensed, 99, 6,...
created within VFA Compliance to assist with compliance related tasks; such as running ... in securities and investment advisory compliance. Preferably FINRA licensed, 99, 6,...
operational areas to ensure compliance with FINRA and SEC rules and regulations. Directly ... Directly related experience in accounting, broker-dealer risk management, regulatory...
Education/Experience Minimum of 6-8 years of sales literature compliance review Comprehens ... literature securities regulation (broker dealer primarily and investment...
operation of the Wholesale Broker Dealer Compliance Department supporting the ... broker dealers and the Wholesale Broker Dealer Compliance Department. * As...
operation of the Wholesale Broker Dealer Compliance Department supporting the ... broker dealers and the Wholesale Broker Dealer Compliance Department. * As...
individual for our Enforcement Counsel opening in New York, NY . To be ... FINRA in disciplinary hearings as its staff attorney, including marshaling, organizing...
independent, Enforcement Counsel will have responsibility for investigating, ... in-house litigators at broker-dealers/investment advisers; and member of both the...
individual for our Enforcement Counsel opening in New York, NY . To be ... FINRA in disciplinary hearings as its staff attorney, including marshaling, organizing...
isrewarded based on company success. ASenior Counsel may have some administrative ... 6-10 years law firm experience representing broker dealers or otherfinancial services...
banks, the retail and institutional broker dealers, and the mortgage company. The ... FINRA arbitrations; assisting the retail-broker dealer in the customer complaint...