EMPLOYMENT TUESDAY at BrokeAndBroker.com
February 17, 2015
Financial Advisor
NEWNew York Life
- Waltham, MACareer Description: Financial Services Professionals help clients identify and achieve their financial goals. New York Life Insurance Company and its affiliates are dedicated to...
Financial Advisor
NEWR. Knapp Financial
- Peoria, ILCompany Description: We are an independent financial services firm specializing in retirement plans and individual wealth management. We have experienced significant growth in the...
Financial Advisor
NEWThrivent Financial
- Hilton Head, SCCompany Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...
Financial Advisor
NEWThrivent Financial
- Columbia, SCCompany Description: Thrivent Financial isn't your typical Fortune 500 organization. We're a faith-based membership organization committed to strengthening Christian communities...
Financial Advisor
NEWDMG Financial
- Denver, COCompany Description Our fast growing organization of experienced financial professionals continues to grow from coast to coast If you are an experienced financial professional...
Financial Advisor
NEWGeary Kornelik & Associates
- Chicago, ILCompany Description About Geary Kornelik Associates Geary Kornelik Associates is a search and placement firm based here in Chicago that truly is By bankers for bankers Our firm is...
Financial Advisor
NEWAXA Advisors
- Williamsville, NYCompany Description: AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...
Financial Advisor
NEWMass Mutual
- Newport Beach, CAJob Description: ~~Career changers: looking for a rewarding career? Are you looking for a career that will leverage your years of work experience, provide you an opportunity to...
Financial Advisor
NEWHeritage Federal Credit Union
- Newburgh, INDescription:Heritage Financial Services, Inc., is seeking an uncommon professional to join our team as a Financial Advisor. Heritage Financial Services, Inc., is a wholly owned...
Financial Advisor
NEWXxi Century Financial
- Atlanta, GACompany Description: Impacting Lives Throughout Lifetimes is not just our firm's tag line, it is our core philosophy. As an organization, our common mission is to provide our...
Financial Advisor
NEWFinancial Planning Services
- Boise, IDJob Description: DESCRIPTION. Do not miss this opportunity! If you are considering entering the financial services industry, LET`S TALK! Our firm has what you are looking for!...
Financial Advisor
BMO Financial Group
- Kokomo, INPremier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...
Financial Advisor
AIG
- Terre Haute, INWhy VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Financial Advisor
Space Coast Credit Union
- Miami, FLOur Financial Services department is looking for a licensed Spanish speaking Financial Advisor with exceptional client service abilities to sell a full line of investment products...
Financial Advisor
AXA Advisors, Llc - Jamin
- New YorkWe are seeking highly motivated and achievement-driven individuals to join our growing team of approximately 5000 financial professionals. Entry level and experienced candidates...
Financial Advisor
Hoopis Financial Group
- Deerfield, ILJob Description: Not all financial services companies are the same. Product offerings, producer support, ongoing training and marketing vary widely. With Hoopis Financial Group of...
Financial Advisor
Xxi Century Financial
- Tampa, FLCompany Description: Impacting Lives Throughout Lifetimes is not just our firm's tag line, it is our core philosophy. As an organization, our common mission is to provide our...
Financial Advisor
AIG Financial Advisors
- Albuquerque, NMPosition Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Financial Advisor
AIG
- El Paso, TXWhy VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Financial Advisor
Poppell Financial Group
- Orlando, FLCompany Description: We are a regional financial services firm serving the panhandle and central Florida. While many financial products offered by firms are similar, our customer...
Financial Advisor
AXA Advisors
- Oklahoma City, OKFinancial Advisor- Entry Level or Experienced Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial...
Financial Advisor
New York Life
- Melville, NYJob Description: Financial Advisor New York Life Melville, NY PARTNER WITH US AND SEE YOUR CAREER GROW WITH NEW YORK LIFE GREATER LONG ISLAND OFFICE IN MELVILLE,NY! We are looking...
Financial Advisor
Ally
- Madison, WIRequirements: Bachelors Degree 2 to 5 years experience Series 7 License Series 66 or 63 and 65 license Life/Health license Experience selling securities/insurance Banking or...
Financial Advisor
Duffy Wealth Management
- Seattle, WAAt Duffy Wealth Management we commit our energies intellect and experience in helping to attain the financial goals of our clients by providing the highest level of service and...
Financial Advisor
Seacoastbank
- Orlando, FLCompany Description: Headquartered in Martin County, FL, Seacoast Bank, a $3.0 billion Institution, is unrivaled among community banks and state wide regional banks alike!...
Financial Advisor
BMO Harris Bank
- Plainfield, ILPremier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services...
Financial Advisor
Williams Asset Management
- Columbia, MDCompany Description: Founded in 1994, Williams Asset Management is an award-winning, privately-owned investment advisory services and wealth management firm, located in Columbia,...
Financial Advisor
Multinational Spanish Banking Group
- Turlock, CAResponsibilities Provide financial advice and counseling to customers and prospects through the sale of mutual funds, government, municipal and corporate bonds, fixed and variable...
Financial Advisor
Oregon Employment Department
- Portland, ORWhy VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Financial Advisor
Lake Michigan Credit Union
- Livonia, MILake Michigan Credit Union is one of the largest financial institutions in Michigan and was established in 1933. We are seeking customer oriented individuals to join our team and...
Financial Advisor
Cornerstone Financial Group
- Renton, WAJob Description: Cornerstone Financial Group If you're tired of sitting on the sidelines and applying for dead-end jobs and are ready to embark on a stable, fast-paced career with...
Financial Advisor
USAA
- Tampa, FLWe are currently seeking talented Licensed Financial Advisors for our Tampa, FL & call center. & The start date for this position is April 27th, 2015.Apply Now! Candidates hired...
Financial Services Representative
NEWMassmutual South Texas
- Austin, TXCompany Description:About MassMutualFounded in 1851, MassMutual is a leading mutual life insurance company that is run for the benefit of its members and participating...
Financial Services Representative
Western and Southern Life
- Houston, TXJob Description: About the Opportunity Did you know that nearly 10,000 Baby Boomers will reach retirement age every day for the next 19 years? ¹ Or that almost half of the...
Financial Services Representative
Western and Southern Life
- Thibodaux, LAJob Description: About the Opportunity Did you know that nearly 10,000 Baby Boomers will reach retirement age every day for the next 19 years? ¹ Or that almost half of the...
Financial Services Representative
Financial Design Associates, Massmutual Financial Group
- Savannah, GACompany Description: About Financial Design Associates A full-service financial services agency, Financial Design Associates provides life insurance, disability income insurance,...
Financial Services Representative
Guardian Life Insurance Company
- San Ramon, CAAt the Guardian Life Insurance Firm in San Ramon CA, we are looking for talented people who want to take control of their career future. We offer the freedom to run your own...
Financial Services Representative
AXA Advisors
- Baltimore, MDCompany Description: Broker-dealer and investment advisor for AXA Equitable, a member of the global AXA Group, a worldwide leader in financial protection and wealth management.
Financial Services Representative
MetLife
- Rockville, MDDescription Financial Services Representatives (FSRs) are responsible for the marketing, sale and service of MetLife products that meet the needs of clients. Establish a financial...
Compliance Officer
NEWRobert Half Finance & Accounting
- New York, NYbroker-dealer, and its insurance agency. The Compliance Officer will work closely with the ... and registered investment adviser compliance Strong knowledge of FINRA and SEC...
Compliance Officer
NEWGlobal Leader In Investment Management
- Lake Mary, FLFive Years AML / Compliance / KYC experience preferred ... Almanac, Negative News Searches, Pacer, FINRA, SEC, Secretary of State Websites, CFTC...
Compliance Officer
Alliancebernstein
- New York City, NYThe Compliance person ("Compliance") will assist in the review, ... compliance and business groups to providecompliance advisory services. • Providing...
Compliance Officer
Craig Scott Capital
- Uniondale, NYCompliance Officer Generalist with strong compliance background in retail Brokerage. ... Comprehensive understanding of SEC/FINRA Rules and Regulations...
Compliance Officer
Packerland Brokerage Services
- Green Bay, WIEmployer. Keywords: Compliance, compliance officer, supervisory, supervision, ... broker dealer, broker-dealer,broker/dealer, BD, B/D, advisor, adviser,...
Compliance Analyst
John Hancock US
- Boston, MAThe Wholesale Broker-Dealer Compliance Department is responsible for the oversight of the ... with theCompliance Director, the Compliance Analyst will be responsible for...
Compliance Analyst
Manulife Financial
- Boston, MAThe Wholesale Broker-Dealer Compliance Department is responsible for the oversight of the ... with theCompliance Director, the Compliance Analyst will be responsible for...
Compliance Analyst
American International Group
- Houston, TXcreated within VFA Compliance to assist with compliance related tasks; such as running ... in securities and investment advisory compliance. Preferably FINRA licensed, 99, 6,...
Compliance Analyst
AIG Financial Advisors
- Houston, TXcreated within VFA Compliance to assist with compliance related tasks; such as running ... in securities and investment advisory compliance. Preferably FINRA licensed, 99, 6,...
Compliance Director
NEWLeading Financial Services Firm
- Philadelphia, PAoperational areas to ensure compliance with FINRA and SEC rules and regulations. Directly ... Directly related experience in accounting, broker-dealer risk management, regulatory...
Compliance Director
Leading Insurance and Financial Services Company
- Boston, MAEducation/Experience Minimum of 6-8 years of sales literature compliance review Comprehens ... literature securities regulation (broker dealer primarily and investment...
Compliance Director
Manulife Financial
- Boston, MAoperation of the Wholesale Broker Dealer Compliance Department supporting the ... broker dealers and the Wholesale Broker Dealer Compliance Department. * As...
Compliance Director
John Hancock US
- Boston, MAoperation of the Wholesale Broker Dealer Compliance Department supporting the ... broker dealers and the Wholesale Broker Dealer Compliance Department. * As...
Enforcement Counsel
NEWFinra
- New York City, NYindividual for our Enforcement Counsel opening in New York, NY . To be ... FINRA in disciplinary hearings as its staff attorney, including marshaling, organizing...
Enforcement Counsel
Intercontinental Exchange
- New York, NYindependent, Enforcement Counsel will have responsibility for investigating, ... in-house litigators at broker-dealers/investment advisers; and member of both the...
Enforcement Counsel
Finra
- New York City, NYindividual for our Enforcement Counsel opening in New York, NY . To be ... FINRA in disciplinary hearings as its staff attorney, including marshaling, organizing...
Senior Counsel
NEWGlobal Leader In Investment Management
- Jersey City, NJisrewarded based on company success. ASenior Counsel may have some administrative ... 6-10 years law firm experience representing broker dealers or otherfinancial services...
Senior Counsel
NEWMajor American Financial Services Company
- Pittsburgh, PAbanks, the retail and institutional broker dealers, and the mortgage company. The ... FINRA arbitrations; assisting the retail-broker dealer in the customer complaint...