We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
We believe that, when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client's goals with passion and integrity.
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
As a Financial Consultant you will be a key member of the Chase Investments team in our mission to create a great client experience and help individuals across all 50 U.S states...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...
J.P. Morgan Global Wealth Management provides a full spectrum of investment and other product solutions to high net worth and ultra high net worth investors. We offer broad...
About JP Morgan Asset Management J.P. Morgan Asset Management, with client assets of %242.4 trillion, is a global leader in investment and wealth management. Its clients include...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...
Chase Private Client (CPC) is an exclusive business within Chase that caters to affluent customers. CPC is one of the firm's key growth priorities over the next few years. CPC is...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The Firm is a leader in...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...
About JP Morgan Asset Management J.P. Morgan Asset Management, with client assets of %242.4 trillion, is a global leader in investment and wealth management. Its clients include...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
.P. Morgan Private Bank Investment Advisor - Private Client Direct - Latin America J.P. Morgan Private Bank has been helping the world's wealthiest individuals, families,...
*Financial Advisor* *Business Description:* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
*Financial Advisor* *Business Description:* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
J.P. Morgan Global Wealth Management Investor Position Summary: The Investor combines the technical skills of portfolio managers with the communication and selling skills of...
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
About J.P. Morgan Corporate & Investment Bank J.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services. The world's most...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
*Chase Investment Services* The Chase Investment Service Centers have a strong reputation of superb customer service. We are a disciplined group devoted to customer service and...
The Senior Operations Associate supports CWM Supervision and Sales Management by reviewing inbound and outbound e-mail correspondence received or sent by CWM licensed...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
J.P. Morgan Global Wealth Management Global Head of Equities The Wealth Management division of JPMorgan Chase & Co. is part of the Asset & Wealth Management business segment. It...
The Supervision Project Manager will represent Supervision in the development and management of business related projects and applications. Beyond defining project requirements...
Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...
Job Location Warwick, RI Job Description The Business Instructor I position is responsible for researching, analyzing and documenting procedures and workflow for Life Operations...
Job Location Allentown, PA Job Description Job Summary : The Agency Controls Coordinator provides administrative support to an insurance and financial services sales agency.
Job Location US, work from home Job Description The focus of this role is to maximize the distribution of the Group Life products through established and emerging brokers and...
Job Location West Des Moines IA Virtual Location No Job Description The New Business Rep II is responsible for answering incoming calls from Financial Service Representatives...
Job Location Greenwood Village, CO Job Description Responsible for the quality of advice provided in comprehensive and customized financial plans prepared locally at the firm.
Job Location Johnstown, PA Job Description Job Description We strive to attract, develop and retain diverse talent with the potential to be future leaders of our department and of...
Job Location New York, NY Job Description SUMMARY OF RESPONSIBILITIES: The Advanced Markets Specialist position provides traditional Advanced Markets Support including Case...
Job Location Spokane, WA Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director is to manage a detached office location and/or a team of...
Job Location Bellevue, WA Job Description Job Summary : Provides administrative support to an insurance and financial services sales agency. Functional Responsibilities : Assists...
Job Location Southborough, MA Job Description To work as part of a team of Registered Principals charged with delivering MetLife's Compliance Program, which is designed to meet...
Job Description Ensures agency compliance responsibilities and related supervisory requirements are maintained. Ensures agency activities and materials comply with all company...
Job Location Bellevue WA Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director II is to advance the Financial Services Representatives'...
Job Location Philadelphia, PA Job Description Provide administrative management to an insurance and financial services sales agency. Functional Responsibilities: Responsible for...
Job Location Shelton, CT Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director is to manage a detached office location and/or a team of...
Job Location work from home Alternate Location Orlando or Tampa Florida, Des Moines, Iowa Tulsa, Oklahoma Johnstown, Pennsylvania Job Description Job Summary: Ensures that...
Job Location Sandy UT Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director is to manage a detached office location and/or a team of Senior...
Job Location Primary: 200 Park Ave, NYC Secondary: Bridgewater, NJ Job Description METLIFE Founded in 1868, MetLife through its subsidiaries and affiliates is a global provider of...
Job Location Charlotte, NC ***Full Relocation Package to Charlotte, NC available*** Job Description Job Summary As the Director of Underwriting for our Career Agency distribution...
Job Location Charlotte, NC Job Description This individual contributor role supports MetLife's U.S. Compliance organization, which is responsible for compliance oversight...
Job Location Charlotte, NC Job Description This is the place to be to make an impact with an award-winning team that always puts its customers first. MetLife is taking giant...
Job Location New Jersey area Virtual Location Work from home Job Description Summary of Responsibilities The primary role of the Workplace Sales Director (WSD) is to support a...
Job Location West Des Moines, Iowa Virtual Location No Job Description Answers incoming calls from Financial Service Representatives and/or clients to research and Principal...
Job Location Pittsburgh, PA Job Description Job Summary: Director of Operations will work hand in hand with the Managing Partner of a virbrant, dynamic and progressive financial...
Job Location Los Angeles, CA Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Director is to manage a detached office location and/or a team of...
Job Location Charlotte, North Carolina Virtual Location No Job Description Summary of Responsibilities: This position will be responsible to facilitate, identify, respond to and...
Compliance Officer -Many Levels A Financial Services Firm seeks a number of Compliance ... complianceexperience. ADR experience would be Ideal. Swap dealer experience strongly...
scenes to power transformational change for broker-dealers, registered investment ... Five Years AML /Compliance / KYC experience preferred...
and procedures. the role sits within the broker dealer and will encompass a variety of ... will have 5-7 years experience as a Compliance Officer in a generalist function...
and inquiries; Design and deliver targeted compliance training; Research, investigate ... Qualifications Minimum five years of Compliance experience at a Broker-Dealer,...
The Compliance Analyst will report to the Chief Compliance Officer ... associates, regulatory agencies and Broker-Dealers Assist in the monitoring and...
Compliance Analyst will assist the firm's compliance officers in the evaluation, ... environment at a mutual fund company or broker-dealer preferred Bachelor's degree...
Compliance Analyst A Boutique investment bank and broker/dealer seeks a Compliance Analyst ... policies and procedures for multiple broker-dealer affiliates. Main focus for this...
pre-trade and post-trade compliance restriction system Handle over-the-wall requests ... firm, broker-dealer, regulator - Experience within Compliance, Portfolio...
matters pertaining to the operations of the broker/dealer as well as all public and private funds under management - Designing and implementing internal controls, policies and...
for a Compliance Analyst for their Central Compliance team and another for the trading ... asset manager, investment bank, broker-dealer, or compliance consultancy. Prior...
and the broker/dealer have adequate compliance coverage. Responsibilities include: ... effectively with the firm'sBroker/Dealer Compliance, the firm's business managers,...
POSITION:A full-service, California broker dealer is seeking a qualified candidate to ... Investment Advisor and/or FINRA registered Broker/Dealer. A solid understanding of SEC,...
with investment advisory and broker-dealer clients * Provide legal review of and ... *Position Title:* ChiefCompliance Officer *Auto Req ID:* 15302BR *Full/Part Time:* Full-T...
on compliance strategic initiatives and all compliance matters to ensure that company ... at company, and its adviser and broker dealer affiliates. Responsible for monitoring...
examinations of investment advisers and broker-dealers independently and/or in ... to securities issuers or representing counsel outlining any needed information.
actions. * Coordinate with outside counsel on regulatory, enforcement and ... preferably with experience inbroker dealer law, banking regulations and/or...
for an experienced and highly motivated attorney. Working with other lawyers and ... Coverage areas can include: U.S. broker-dealer regulation generally with an...
Coordinates the work of outside legal counsel on related projects. Supervises ... peer banking institution * Familiarity with broker-dealer and banking regulations *...
scenes to power transformational change for broker-dealers, registered investment ... services and specific experience with a broker-dealer, registered investment advisor,...
senior attorneys, the Deputy General Counsel and the General Counsel, with the ... Corporate group and will support broker-dealer, retirement and new product matters...
including senior attorneys, Deputy General Counsel and General Counsel, with the ... the company as RIA andbroker-dealer * Implementation of new and changing...
Deposits, Lending, Fiduciary, Broker Dealer, Insurance, Investment Advisor, ... with the Deputy Compliance Officer and Counsel's Office, disseminates to business...
Deposits, Lending, Fiduciary, Broker Dealer, Insurance, Investment Advisor, ... with the Deputy Compliance Officer and Counsel's Office, disseminates to business...
an Investment Management focused Associate Attorney with 4 - 6 years of experience ... funds, private funds, investment advisers, broker dealers, insurance companies and other...
Lending Practice Group is seeking an attorney in New York to support the firm's ... trade finance or mutual fund or broker dealer lending experience Cross-border...
group and will support broker-dealer, retirement and new product matters in ... issues affecting the company as abroker-dealer and registered investment advisor...
including senior attorneys, Deputy General Counsel and General Counsel, with the ... the company as RIA andbroker-dealer Implementation of new and changing...
& Insurance Assistant Counsel: A Fortune 100 life insurer with retail brokerage and ... significant familiarity withbroker/dealer and registered investment adviser issues. *...
& Insurance Assistant Counsel: A Fortune 100 life insurer with retail brokerage and ... familiarity withbroker/dealer and registered investment adviser issues.
individual for our Enforcement Counsel opening in Rockville, MD . Job ... the employee) and to authorize theirbroker-dealers to provide FINRA with duplicate...
cannot provide legal advice or serve as an attorney for any party. Complaints may be ... and presentation of cases by legal counsel before an administrative hearing...
FINRA in disciplinary hearings as its staff attorney, including marshaling, organizing ... employee) and to authorize their broker-dealers to provide FINRA with duplicate statements...
This senior attorney will provide counsel and advice to various internal ... and/or business clients **Job:** **Attorney/Corporate Counsel* **Title:** *Vice...
broker-dealer. Specific duties will include: - Advising the business on complex transactions and initiatives related to Lending - Coordinating with other attorneys and legal...
legal policies. Advise bankers and local counsel regarding complex cross-border ... primary legal coverage for thebroker-dealer; * Participate in various Citi product...
all aspects of the handling of retail broker-dealer/RIA and insurance agency ... managing regulatory exams of thebroker-dealer and insurance agency, oversee and...
Description The Case Attorney position supports all aspects of the retail broker dealer/RI ... resolution with the client (or the client's attorney) if necessary or appropriate. The...
Coordinates the work of outside legal counsel on related projects. Supervises ... peer banking institution * Familiarity with broker-dealer and banking regulations *...
Deposits, Lending, Fiduciary, Broker Dealer, Insurance, Investment Advisor, ... with the Deputy Compliance Officer and Counsel s Office, disseminates to business...
Managing Counsel (Job Number: 1501181) BNY Mellon is a global investments company ... trade finance or mutual fund or broker dealer lending experience Cross-border...
for an experienced and highly motivated attorney. Working with other lawyers and ... Coverage areas can include: U.S. broker-dealer regulation generally with an...
Counsel On Call seeks an experienced broker-dealer compliance attorney to assist the ... mutual funds and broker-dealer licensing and registration required * Experience in a finan...
Financial the largest independent broker-dealer (IBD) in the managed account ... or eligible for admission as house counsel.The responsibilities for this position...
Deposits, Lending, Fiduciary, Broker Dealer, Insurance, Investment Advisor, ... with the Deputy Compliance Officer and Counsel?s Office, disseminates to business...
(SEC), investment management firms, banks, broker-dealers, and insurance companies. ... adviser registration and regulation, broker-dealer regulatory issues, and other...
during discussions with outside counsel, in settlement negotiations, and ... employee) and to authorize theirbroker-dealers to provide FINRA with duplicate statements...
(Description) The Legal Counsel will report directly to the Senior Legal Counsel, and will ... and affiliates, including broker dealer, SSAE16 audits and AML audits. Research...
(Description) The Legal Counsel will report directly to the Senior Legal Counsel, and will ... and affiliates, including broker dealer, SSAE16 audits and AML audits. Research...
The Legal Counsel will report directly to the Senior Legal Counsel, and will support the ... and affiliates, includingbroker dealer, SSAE16 audits and AML audits. Research...
(both commercial and consumer) and broker-dealer delivered products and ... must be comfortable both managing outside counsel and providing guidance to business...
membership applications, risk areas of broker-dealers and allegations of wrong-doing ... written and oral reports to broker-dealer executives, consultants/ counsel and...
Position Description: The Assistant General Counsel/Lead Attorney is a recognized company ... issues and security breaches for RIA and broker-dealer ("BD"). Provides legal support on...
broker-dealers or FCMs, exchanges or clearinghouses. Strong analytical, ... of broker, dealers, custodian banks and asset managers worldwide. Our Client is able to...
and obligations of the Bank, its broker-dealer and insurance subsidiaries; ... Bank and its subsidiary to outsidecounsel to defend the Bank and oversee such counsel...
Deposits, Lending, Fiduciary, Broker Dealer, Insurance, Investment Advisor, ... with the Deputy Compliance Officer and Counsel?s Office, disseminates to business...
Develops and implements inspection programs designed to encourage broker/dealers, investme ... Develops and refers cases to the U.S. Attorney, the D. C. Attorney General or other...
scenes to power transformational change for broker-dealers, registered investment ... services and specific experience with a broker-dealer, registered investment advisor,...
Title: Attorney 3-Institutional Trust and Custody Location: Minnesota-MN-Saint Paul Job ... reinsurers, banks, trust companies, broker-dealers, futures commission merchants,...
The Legal Counsel will report directly to the Senior Legal Counsel, and will support the M ... and affiliates, including broker dealer, SSAE16 audits and AML audits. Research...
base of top tier investment banks and global broker dealers. The candidate will be results ... through to resolution. The team will counsel clients with regard to application...
material terms. Manage and supervise outside counsel and legal assistants. Qualifications: ... with a leading law firm, investment bank, broker-dealer or company in the private...
to broker-dealer executives, consultants/ counsel and FINRA management, including ... with opportunities to interact with broker-dealer and FINRA senior managers. To be...
membership applications, risk areas of broker-dealers and allegations of wrong-doing ... to broker-dealerexecutives, consultants/ counsel and FINRA management, including...