Financial Advisor 

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Financial Advisor 

Financial Advisor Are you tired of being the tiny fish in a big pond of investment advisors? We are a thriving, mid-size Financial Services firm with offices throughout the...

Financial Advisor 

Company Description Thrivent Financial isn t your typical Fortune organization We re a faith based membership organization committed to strengthening Christian communities by...

Financial Advisor 

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Financial Advisor 

Exciting Opportunity Available!A progressive, fastpaced local financial institution currently has an opening for an experienced Financial Advisor to join our retail investment...

Financial Advisor 

Responsibilities Provide financial advice and counseling to customers and prospects through the sale of mutual funds, government, municipal and corporate bonds, fixed and variable...

Financial Advisor 

Your Primary Duties and Responsibilities: Develop a thorough understanding of each clients financial situation in order to create and deliver a suitable strategy based upon...

Financial Advisor

**ABOUT KEY:** Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $92.9 billion. Key companies provide...

Financial Advisor

Auto req ID 32667BR Posting Title Financial Advisor Business Unit Scott & Stringfellow Group Address Greenville, SC - 40 West Broad Street Language Fluency English...

Financial Advisor

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...

Financial Advisor

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Financial Advisor

Financial Advisor- Entry Level or Experienced Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial...

Financial Advisor

First Command Financial Services is committed to helping military families get their financial lives squared away and pursue their goals and dreams through coaching and guidance...

Financial Advisor

We are currently seeking talented Licensed Financial Advisor for San Antonio call center. The start date for this position is May 11th, 2015 . Candidates hired prior to May 11th,...

Financial Advisor

What sets Bank of the West apart from other banks is our team members-they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of...

Financial Advisor

Financial AdvisorShift Type: Full Time (40) Location: Admin. Office Description: Responsible for offering, selling and servicing suitable investment and insurance products to San...

Financial Advisor

A progressive, fast-paced local financial institution currently has an opening for an experienced Financial Advisor to join our retail investment services team at Northern...

Financial Advisor

Description:Heritage Financial Services, Inc., is seeking an uncommon professional to join our team as a Financial Advisor. Heritage Financial Services, Inc., is a wholly owned...

Joseph Dimauro

***PLEASE ONLY SEND RESUME IF YOU ARE A RECENT COLLEGE GRADUATE OR HAVE LESS THAN 2 YEARS WORK EXPERIENCE*** We are looking only for recent college graduates to join the youngest...

Financial Services Asset Management

***PLEASE ONLY SEND RESUME IF YOU ARE A RECENT COLLEGE GRADUATE OR HAVE LESS THAN 2 YEARS WORK EXPERIENCE*** We are looking only for recent college graduates to join the youngest...

Financial Services Asset Management

***PLEASE ONLY SEND RESUME IF YOU ARE A RECENT COLLEGE GRADUATE OR HAVE LESS THAN 2 YEARS WORK EXPERIENCE***Â We are looking only for recent college graduates to join the youngest...

Branch Operations Manager

Company Description AXA Equitable is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of...

Lead Associate - Branch Controls

Company Description AXA Equitable is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of...

FINANCIAL PROFESSIONAL - WI, MILWAUKEE (2634)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - WA, BELLEVUE (2627)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

Branch Controls (Compliance) Specialist (Falls Church)

Company Description AXA Equitable is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of...

FINANCIAL PROFESSIONAL - VA, NORFOLK (3244)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - VA, ROANOKE (3103)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - VA, RICHMOND (2624)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - UT, SALT LAKE CITY (2615)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

Senior Manager, Branch Controls / Compliance

Company Description AXA Equitable is a leading financial protection company, committed to fostering and maintaining a diverse, multicultural and inclusive environment, and one of...

FINANCIAL PROFESSIONAL - TX, KATY (2603A)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TX, SAN ANTONIO (2681)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TX, AUSTIN (2590A)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TX, HOUSTON (2603)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TX, FORT WORTH (2602A)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TX, BROWNSVILLE (2682)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TX, THE WOODLANDS (2609A)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TX, DALLAS (2593)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - TN, FRANKLIN (2584)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - PA, GREATER PITTSBURGH (2571)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - PA, BALA CYNWYD (2559)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

FINANCIAL PROFESSIONAL - PA, BALA CYNWYD (2556)

Company Description AXA Advisors is a leader in helping individuals and businesses address their financial goals through financial strategies, investment services and risk...

JP Morgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of more than %242 trillion and operations in more than 60 countries. We serve millions of...

Asset Management - GWM Private Bank Client Service Control/Policy Analyst 

J.P. Morgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities and products to high net worth and ultra high net...

Corporate Compliance - Public Finance Advisory - Executive Director 

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...

Anticipated Private Client Advisor - Boca Raton, FL (Polo Club Shoppes) 

Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of...

CWM- Private Client Consultant - Team Lead

As a Private Client Consultant, you will partner closely with other employees across the firm, throughout our different lines of business, to help create great experiences for...

Anticipated Private Client Advisor - Chase Wealth Management

Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...

Asset Management - Supervisory Manager Private Bank Client Service and Operations

JPMorgan Private Bank is a global wealth management leader that delivers the highest quality advice, service, capabilities and products to high net worth individuals and families...

Corporate Compliance - Regional Compliance Officer - Vice President

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...

Supervisory Manager - Chase Wealth Management

Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out...

Corporate Compliance - Trusts and Estates, Global Wealth Management - Executive Director

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of %242 trillion and operations in more than 60 countries. The firm is a leader in...

Asset Management - Global Wealth Management - Private Bank EHNW Group

J.P. Morgan Private Bank Investment Specialist Job Description J.P. Morgan Private Bank has been helping the world's wealthiest individuals, families, foundations, and endowments...

Anticipated Financial Advisor - Chase Wealth Management

Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...

Chase Wealth Management - Financial Advisor Associate - 333 East 23rd Street - NYC

Financial Advisor Associate Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial...

In-Store Personal Banker - Oro Valley Fry's

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...

Chase Private Client - Private Client Advisor- Germantown, WI (Germantown)

Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3...

Anticipated Private Client Advisor - Chase Wealth Management

* Financial Advisor * *Business Description:* Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...

Investment Support Associate - Broker Service Center - FINRA Series 7 Required

* * *Chase Investment Services - Investment Support Associate I * The Investment service centers have a strong reputation of superb customer service. We are a disciplined group...

Asset Management - Private Bank Service Manager, VP

A Private Banking Client Service Manager (SM) is responsible for all of the activities of his/her team of approximately 10-20 Client Service Associates (CSAs). Each Service...

Asset Management - Global Wealth Management - Private Bank EHNW Group - Investment Specialist - VP/Associate

J.P. Morgan Private Bank Investment Specialist Job Description J.P. Morgan Private Bank has been helping the world's wealthiest individuals, families, foundations, and endowments...

In-Store Personal Banker

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...

Chase Private Client Investment Associate

Chase Private Client (CPC) is an exclusive business within Chase that caters to affluent customers. CPC is one of the firm's key growth priorities over the next few years. CPC is...

AM- Investment Middle Office Project Manager (Associate)- Columbus

About JP Morgan Asset Management J.P. Morgan Asset Management, with client assets of $2.4 trillion, is a global leader in investment and wealth management. Its clients include...

Regional Director

Job Location Detroit , MI Work from Home Virtual Location Yes Job Description The Regional Director (RD) will be responsible for sales management within an assigned region for...

Investment Specialist

Job Location Bellevue, WA Job Description SUMMARY OF RESPONSIBILITIES The Investment Specialist has primary responsibility for growing the securities production of the firm. The...

Managing Sales Director II

Job Location Los Angeles, CA Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director II is to advance the Financial Services Representatives'...

Recruiting Coordinator

Job Location Novi and Southfield Michigan area Job Description Position Summary: Provide ongoing support to firm management in achieving recruiting objectives. Participate in...

Business Instructor I

Job Location Warwick, RI Job Description The Business Instructor I position is responsible for researching, analyzing and documenting procedures and workflow for Life Operations...

Agency Controls Coordinator

Job Location Allentown, PA Job Description Job Summary : The Agency Controls Coordinator provides administrative support to an insurance and financial services sales agency.

National Life Director

Job Location US, work from home Job Description The focus of this role is to maximize the distribution of the Group Life products through established and emerging brokers and...

Agency Director Financial Planning Specialist

Job Location Greenwood Village, CO Job Description Responsible for the quality of advice provided in comprehensive and customized financial plans prepared locally at the firm.

New Business Rep II

Job Location West Des Moines IA Virtual Location No Job Description The New Business Rep II is responsible for answering incoming calls from Financial Service Representatives...

Customer Relations Consultant

Job Location Johnstown, PA Job Description Job Description We strive to attract, develop and retain diverse talent with the potential to be future leaders of our department and of...

Advanced Markets Director

Job Location New York, NY Job Description SUMMARY OF RESPONSIBILITIES: The Advanced Markets Specialist position provides traditional Advanced Markets Support including Case...

Managing Sales Director

Job Location Spokane, WA Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director is to manage a detached office location and/or a team of...

Assistant Operations Manager

Job Location Bellevue, WA Job Description Job Summary : Provides administrative support to an insurance and financial services sales agency. Functional Responsibilities : Assists...

Senior Agency Compliance Consultant

Job Location Southborough, MA Job Description To work as part of a team of Registered Principals charged with delivering MetLife's Compliance Program, which is designed to meet...

Senior Compliance Associate

Job Description Ensures agency compliance responsibilities and related supervisory requirements are maintained. Ensures agency activities and materials comply with all company...

Managing Sales Director II

Job Location Bellevue WA Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director II is to advance the Financial Services Representatives'...

Director of Operations

Job Location Philadelphia, PA Job Description Provide administrative management to an insurance and financial services sales agency. Functional Responsibilities: Responsible for...

Managing Sales Director I

Job Location Shelton, CT Job Description SUMMARY OF RESPONSIBILITIES: The primary role of the Managing Sales Director is to manage a detached office location and/or a team of...

Manager Controls

Job Location work from home Alternate Location Orlando or Tampa Florida, Des Moines, Iowa Tulsa, Oklahoma Johnstown, Pennsylvania Job Description Job Summary: Ensures that...

AVP Head of Corporate Benefit Funding (Institutional) Marketing

Job Location Primary: 200 Park Ave, NYC Secondary: Bridgewater, NJ Job Description METLIFE Founded in 1868, MetLife through its subsidiaries and affiliates is a global provider of...

Director Life Insurance Underwriting

Job Location U.S. based remote option available for first 12 months; then onsite in Charlotte, NC with full relocation package Job Description Job Summary As the Director of...

Sr. Operations Associate - Wealth Mgmt - Supervision and Sales Mgmt

The Senior Operations Associate supports CWM Supervision and Sales Management by reviewing inbound and outbound e-mail correspondence received or sent by CWM licensed...

Chase Wealth Management - Financial Consultant

As a Financial Consultant you will be a key member of the Chase Investments team in our mission to create a great client experience and help individuals across all 50 U.S states...

Chase Private Client Investment Associate - Minerva, OH (Minerva)

Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...

enior Counsel- Dispute Advisory Group 

The Case Attorney position supports all aspects of the retail broker dealer/RIA and insurance agency businesss pre-litigation disputes. The position is responsible for the review,...

Assistant General Counsel- Dispute Advisory Group Manager 

all aspects of the handling of retail broker-dealer/RIA and insurance agency ... to those managing regulatory exams of the broker-dealer and insurance agency, oversee...

Counsel (Contractor) Options Regulation - Market Regulation - Chicago 

of the Chief Counsel or Assistant Chief Counsel to the Market Regulation Department, ... employee) and to authorize their broker-dealers to provide FINRA with duplicate...

Sr. Associate Counsel/Counsel 

the internal and external litigation counsel in support of on-going lawsuits; engage ... to variable universal life and associated broker-dealer issues helpful but not...

Legal Counsel 

The Legal Counsel will report directly to the Senior Legal Counsel, and will support the ... and affiliates, includingbroker dealer, SSAE16 audits and AML audits. • Research...

Investment Advisor Attorney 

Financial the largest independent broker-dealer (IBD) in the managed account space. ... reports; - Working with regulators, outside counsel and independent experts from time to...

Assoc General Counsel 

to the Senior Director & Associate General Counsel, Insurance and be a member of an ... entities distributing insurance products (broker dealers, trust company). Provide legal...

Sr Legal Counsel - Investment Advisory & Broker-Dealer 

department, this attorney will educate, counsel, and advocate for our business ... in connection with investment-advisory, broker-dealer, and bank-securities matters.

Assistant General Counsel- Municipal Securities 

The General Counsel's Office (GCO) of Citi's Institutional Client Group is seeking an ... Experience with municipal finance, broker-dealer regulation and derivatives a plus.

Investment Advisor Attorney

Financial the largest independent broker-dealer (IBD) in the managed account ... or eligible for admission as house counsel.The responsibilities for this position...

Assoc General Counsel

to the Senior Director & Associate General Counsel, Insurance and be a member of an ... entities distributing insurance products (broker dealers, trust company). · Provide legal...

Deputy Regional Chief Counsel, Enforcement

Share responsibility with Regional Chief Counsel working with Member Regulation managers ... and to authorize their broker-dealers to provide FINRA with duplicate statements...

Attorney- Fixed Income- Repo and Securities Lending Attorney

actions. * Coordinate with outside counsel on regulatory, enforcement and ... preferably with experience inbroker dealer law, banking regulations and/or...

Corporate Attorney

but not limited to, equities (broker-dealer, electronic trading, institutional, ... in contractual matters, includingbroker-dealer issues and regulatory implications.

Securities & Insurance Distribution Counsel, Assistant General Counsel (13241)

& Insurance Assistant Counsel: A Fortune 100 life insurer with retail brokerage and ... familiarity withbroker/dealer and registered investment adviser issues. *...

Managing Counsel

trade finance or mutual fund or broker dealer lending experience Cross-border transactional experience Excellent analytical and problem-solving skills Excellent drafting and...

Associate General Counsel (Bank)

laws and regulations. Provide legal counsel to Scottrade Bank lending functions ... credible within the organization and in the broker-dealer community. Excellent...

Associate General Counsel (Securities/Regulatory)

issues to Scottrade, Inc., a broker-dealer, and Scottrade Investment Management, ... by Scottrade, Inc., the firm'sbroker-dealer, and Scottrade Investment Management,...

Senior Counsel

for substantive role in its Broker Dealer business. The successful candidate ... & regulatory matters for US & non US broker dealer. Negotiate & draft distribution...

VP Corporate Counsel

insurance and variable annuities; broker dealer counsel including FINRA rules, ... of FINRA rules, insurance laws governing broker dealers as well as life insurance...

Securities Examiner I (PCN 08-3010)

examinations of investment advisers and broker-dealers independently and/or in ... to securities issuers or representing counsel outlining any needed information.

Attorney-Fixed Income Sales and Trading

Coordinates the work of outside legal counsel on related projects. Supervises ... peer banking institution * Familiarity with broker-dealer and banking regulations *...

Sr. Managing Counsel

scenes to power transformational change for broker-dealers, registered investment ... services and specific experience with a broker-dealer, registered investment advisor,...

Vice President, Associate Counsel (Brokerage)

senior attorneys, the Deputy General Counsel and the General Counsel, with the ... Corporate group and will support broker-dealer, retirement and new product matters...

Vice President, Associate Counsel (Advisory)

including senior attorneys, Deputy General Counsel and General Counsel, with the ... the company as RIA andbroker-dealer * Implementation of new and changing...