Title: Branch Manager Location: Maryland-Baltimore-Canton Other Locations: Retail Banking Division Branch Manager 40 Hours Per Week Canton Branch Baltimore, MD Basic Function The...
**ABOUT KEY:** Cleveland-based KeyCorp is one of the nation's largest bank-based financial services companies, with assets of approximately $92.9 billion. Key companies provide...
DESCRIPTION/RESPONSIBILITIES:Retail Banking DivisionBranch Manager40 Hours Per WeekCorfu BranchCorfu, New YorkBasic FunctionThe Branch Manager is responsible for overall...
Job DescriptionDrive profitable growth within an office; support a large geography with strong market potential by creating a compelling business plan emphasizing profitable...
Retail Banking Division Branch Manager 40 Hours Per Week Corfu Branch Corfu, New York Basic Function The Branch Manager is responsible for overall profitability by directing sales...
Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Essential Duties and Responsibilities: The following is a summary of the essential functions for this job. Other Duties may be performed, both major and minor, which are not...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...
Auto req ID 33541BR Posting Title Financial Advisor Business Unit Scott & Stringfellow Group Address Richmond, VA - 901 East Byrd Street Language Fluency English...
## Job Description POSTION OBJECTIVES * Provide sound financial advice to customers by evaluating their financial condition, needs and future goals. * Must keep abreast of...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
A full service financial advisor who: actively searches for new clients both within and outside of the Bank's current customer base, meets with prospective clients and recommends...
Gateway Services Group (BrightStar Credit Union) BrightStar Credit Union is partnering with Gateway Services Group to select a Financial Advisor that will work with our members.
First Command Financial Services is committed to helping military families get their financial lives squared away and pursue their goals and dreams through coaching and guidance...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
  DO YOU HAVE WHAT IT TAKES TO POTENTIALLY MAKE SIX FIGURES?  AXA Advisors, LLC is one of the largest financial firms in the U.S. looking for highly motivated, results-oriented...
Career Description: Financial Services Professionals help clients identify and achieve their financial goals. New York Life Insurance Company and its affiliates are dedicated to...
Do these words describe you…Passionate. Professional. Collaborative. Customer-centric. Community Oriented. Entrepreneurial? The Principal Financial Group® is growing and is...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...
What sets Bank of the West apart from other banks is our team members-they embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of...
Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services'...10 days ago from BMO Harris Bank
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of %242.3 trillion and...
Commercial Banking Middle Market - Division Manager, New York Metro Middle Market Banking & Specialized Industries (MMBSI) is a Commercial Banking business located in 101 offices...
* Financial Advisor * *Business Description:* Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
*Financial Advisor* *Business Description:* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
*Financial Advisor* *Business Description:* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
*Financial Advisor* *Business Description:* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,500 locations where our...
Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out...
*Vice President, Relationship Manager, Corporate Client Banking - Financial Institutions Group -Banks Coverage - South Region**( Dallas or Fort Worth)* Description: The position...
* Financial Advisor * *Business Description:* Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and...
*_Business Description:_* *_* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets...
*Financial Advisor* *Business Description:* *Chase*is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services...
* Financial Advisor Associate * Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial...
Financial Advisor Business Description: Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm...
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...
As a Financial Consultant you will be a key member of the Chase Investments team in our mission to create a great client experience and help individuals across all 50 U.S states...
Description Summary of Responsibilities : An Experienced Financial Services Representative (EXP) is an individual or an entity that is entrusted with the task of providing advice...
Job Location Charlotte, NC Job Description Job Summary: The Relationship Management Associate - Annuityis responsible for working with assigned Strategic Relationship Managers...
Description At MetLife Premier Client Group, we are committed to providing clients with the holistic wealth and risk management solutions they need. Our Financial Services...
Job Location Charlotte, NC Job Description Responsible for the Research and resolution of annuity group issues, including but not limited to product specifications, death claims,...
Job Location Shelton, CT Job Description Job Summary: Ensures agency compliance responsibilities and related supervisory requirements are maintained. Ensures agency activities and...
Job Location Somerset, NJ Job Description Job Summary: The Financial Planning Administrative Coordinator serves as the first line of contact for all incoming inquires to the...
Job Location Charlotte, NC Job Description Job Summary: As a key member of the Retail Life's product development team, this position plays a critical role in providing oversight...
Job Location New York, NY Job Description Ensure agency compliance responsibilities and related supervisory requirements are maintained. Ensure agency activities and materials...
Job Location Charlotte, NC Job Description Summary of Responsibilities: This individual contributor role supports MetLife's U.S. Compliance organization, which is responsible for...
Job Location Novi and Southfield Michigan area Job Description Position Summary: Provide ongoing support to firm management in achieving recruiting objectives. Participate in...
Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Position Description As an Associate on our Inbound Call Team, you will use your excellent communication and sales skills to provide detailed product information and respond to...
Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.
Position Description Provide support for new financial advisors joining Advisor Group. Acquire all required documentation and information to join a new Broker/Dealer. Work closely...
Position Description This is an excellent position for someone looking for a career in financial sales. The internal wholesaler will work with external wholesaler(s) as a business...
Position Description Advisor Group Senior Vice President of Recruiting Strategy and Acquisitions This position is responsible for assisting in the overall design and developing...
Picture yourself building a successful career at VALIC, where you are in charge of your financial success! VALIC is a leader in the retirement planning marketplace and provides...
Conduct approximately 100-120 exams per year. * Travel independently 50% of the time. * Schedule and discuss exam expectations with the OSJ and Satellite branches. * Prepare for...
Director Internal Sales- Houston The Director of Internal Sales purpose is to Supervise, Train and Coach Internal Wholesalers & Team Leaders, support External Sales Management and...
Director - Life Sales Position Summary: Selected candidates will provide wholesaling support to drive enterprise life product sales within the AIG Financial Network career...
Why AIG? At AIG, we offer a unique opportunity that will launch your career with opportunities for professional growth and development supported by a powerful entrepreneurial...
Regional Vice President- Insured Solutions Group Advisor Group Channel The Regional Vice President (RVP) for Life Sales is the central resource and relationship manager for their...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Regional Vice President - MId America Identify, develop, and implement strategies for increasing revenue growth and profitability within a defined territory. The assigned...
This position available in Brentwood/Nashville, TN. A relocation allowance will be considered on a case by case basis. AIG is currently seeking motivated internal wholesalers with...
Picture yourself building a successful career at VALIC, where you are in charge of your financial success! VALIC is a leader in the retirement planning marketplace and provides...
Regional Vice President, Insured Solutions Group Advisor Group Channel The Regional Vice President (RVP) for Life Sales is the central resource and relationship manager for their...
Regional Vice President- Insured Solutions Group Advisor Group Channel The Regional Vice President (RVP) for Life Sales is the central resource and relationship manager for their...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
This position will report to the CCO of Investment Advisory Compliance of the Advisor Group. The Advisor Group, a subsidiary of American International Group, is comprised of four...
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement. Whether you're an...
The Compliance Officer will have experience with SEC and FINRA rules and regulations, know ... ChiefCompliance Officer and management on compliance and supervisory matters - Helps...
Compliance Officer Regal Securities is currently seeking an experienced Compliance Officer ... reports as part of AML filings for AML officer review Schedule FINRA CRD system...
SUMMARY OF THE POSITION: The Compliance Officer position is responsible for assisting with ... enhancing, developing and implementing compliance policies and procedures; assisting...
SUMMARY OF THE POSITION: The Compliance Officer position is responsible for assisting with ... * Identifies potential areas of compliance vulnerability and risk; develops/implements cor...
for all Oversee compliance with SEC, FINRA and state rules and regulations ... Bank. In coordination with AMLCompliance Officer, maintain and update the Compliance...
develop, coordinate, and implement various compliance monitoring activities, ongoing ... * Experience with the regulatory environment (SEC, CFTC/NFA, FINRA, and ERISA)...
Senior Compliance Officer A Global Advisory firm seeks a Chief Compliance Officer (CCO) ... S/he will support the Corporate CCO on compliance strategic initiatives and all compliance...
be working with several established compliance officers to provide day-to-day compliance ... **Investments* **Title:** *Compliance Analyst* **Location:** *New Jersey-Newark*...
be working with several established compliance officers to provide day-to-day compliance ... Assist with regulatory and compliance related inquiries and examinations, including...
It also involves managing outside counsel, and where necessary, coordinating ... compliance professionals. Profile The Senior Counsel, Equity Capital Markets & M&A...
assistance and support in all facets of SEC, FINRA and NYSE compliance Support in the ... with internal and external litigation counsel in responding to discovery requests.
Seed and strategic investor transactions -Fiduciary obligations and side letters -Draft compensation agreements -Compliance rules and regulations of SEC, FINRA and other...
It also involves managing outside counsel, and where necessary, coordinating ... compliance professionals. Profile The Senior Counsel, Equity Capital Markets & M&A...
and external sources with supervision, counsel and advice of Institutional Services ... coaching and leadership from management 10. FINRA Series 65 registration or ability to...
attorneys Interact with outside counsel under supervision of more experienced ... as in-house counsel in California upon hire, is also required. Regulatory...
developments that could affect funds, and counsel on applicable laws, rules and ... -Counsel clients on Compliance rules and regulations of SEC, FINRA and other regulatory ag...
Providing legal support for FINRA, SEC and state regulatory examinations. ... Managing outside counsel Participating in internal investigations, as needed ...
and external sources with supervision, counsel and advice of Institutional Services ... coaching and leadership from management 10. FINRA Series 65 registration or ability to...
and outside counsel when needed for collection proceedings (e.g., FINRA arbitration); prepare comprehensive litigation packages; * Act as an additional resource to HR, IT, OCFO &...
to U.S. Bancorp's Assistant General Counsel for Capital Markets in the Capital Markets ... laws and regulations and FINRA rules, and advising product bankers, underwriting...
individual for our Enforcement Counsel opening in Rockville, MD. To be ... relevant rules and regulations thereunder, FINRA's rules, MSRB Rules, and FINRA's Code...
relevant rules and regulations thereunder, FINRA's rules, MSRB Rules, and FINRA's Code ... and initiative, consider a career with FINRA. Important Information FINRA's Code of...
areas of legal risk Managing outside counsel Participating in internal ... securities and insurance laws as well asFINRA rules Experience with...
Minnesota or eligible for admission as house counsel. Preferred ... industry committees (such as SIFMA, NASAA,FINRA or others);License(s) RequiredNoneAbout...
Management Legal Group to provide legal counsel to the investment activities of BMO ... responsibilities supervising external counsel, participating in mergers and...
working relationships with outside counsel Review and provide feedback on ... regulatory scheme, including SEC and FINRA rules and regulations Some experience...
responsibilities supervising external counsel, participating in mergers and ... of the Investment Advisers Act of 1940 and FINRA rules is required. Candidates with...
directly to the FINRA Careers site, enterwww.finra.org/careersinto your browser to reach ... qualified protected veterans. 2015 FINRA. All rights reserved. FINRA is a...
of the Financial Industry Authority (FINRA). Existing book of business would be a plus. Must be a member of the Florida Bar. "This medium-sized firm with headquarters in Orlando...