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November 17, 2015: Veteran industry attorney and BrokeAndBroker.com Blog publisher Bill Singer talks with Brittany Weiner, attorney with Imbesi Law PC, about former Wells Fargo broker Donna Sabb, and a family feud that spilled over into FINRA arbitration; Sabb, who was sued by her nieces and a nephew over "misappropriation" in accounts that Sabb established and funded, was found innocent by FINRA arbitrators. Presently, Weiner is seeking an expungement of the complaint from her records. WATCH
Bill Singer talks with Brittany Weiner, attorney with Imbesi Law, about former Wells Fargo broker Donna Sabb, and a family feud that spilled over into FINRA arbitration....More
Bill Singer talks with Shah Gilani, a market analyst with Capital Wave Forecast and Short Side Fortunes, on his trading career and how external issues effect market volatility....More
Not that long ago there were 6,000 broker/dealers registered with FINRA. Now there are 4,000. Is there a future for the small and mid-sized broker/dealer?...More
Bill Singer speaks with Larry Nusbaum, partner at Gusrae Kaplan Nusbaum, on the return of corporate finance, IPOs and a new surge of debt deals from small and midcap companies on Wall Street....More